{"id":"W2284231817","doi":"10.2139/ssrn.2739170","title":"The Market for Financial Adviser Misconduct","year":2016,"lang":"en","type":"article","venue":"SSRN Electronic Journal","topic":"Insurance and Financial Risk Management","field":"Economics, Econometrics and Finance","cited_by":10,"is_retracted":false,"has_abstract":false,"ca_institutions":"Kellogg's (Canada)","funders":"","keywords":"Misconduct; Business; Reputation; Finance; Sophistication; Actuarial science; Political science; Law; Sociology","routes":{"ca_aff":true,"ca_fund":false,"ca_venue":false,"about_ca":false,"invisible_to_affiliation_only":false},"retraction":null,"screen":null,"direct_labels":[],"prediction":{"model_version":"codex-gemma-dda1882f352a","candidate_categories":[],"consensus_categories":[],"category_scores_codex":[0.002933005,0.0001370698,0.0002122919,0.00008387021,0.000550643,0.00007717164,0.0004011521,0.00006891629,0.00008075608],"category_scores_gemma":[0.0003607356,0.00008745182,0.0002156912,0.0001087279,0.00006031274,0.0002317086,0.00003276464,0.0003894872,0.0002139327],"about_ca_system_candidate":false,"about_ca_system_consensus":false,"about_ca_system_score_codex":0.0005018864,"about_ca_system_score_gemma":0.0003534447,"about_ca_topic_candidate":false,"about_ca_topic_consensus":false,"about_ca_topic_score_codex":0.00002016965,"about_ca_topic_score_gemma":0.0002941734,"domain_scores_codex":[0.9973406,0.0000147383,0.000474708,0.0002340598,0.00004537847,0.001890482],"domain_scores_gemma":[0.999269,0.00009780418,0.0003105728,0.0002263175,0.00005049612,0.00004582775],"domain_codex":null,"domain_gemma":null,"domain_candidate":null,"domain_consensus":null,"study_design_codex":"theoretical_or_conceptual","study_design_gemma":"theoretical_or_conceptual","study_design_scores_codex":[0.00009851965,0.00001919047,0.001729929,0.000002566333,0.00004601447,6.156369e-7,0.00002097844,6.044131e-7,0.00001217773,0.9095352,0.009213582,0.07932056],"study_design_scores_gemma":[0.00061481,0.0001173662,0.00271877,0.000006684039,0.000003844339,0.000008993155,0.00004170573,0.000008892493,0.00001702503,0.5599018,0.4364506,0.0001094865],"study_design_candidate":"theoretical_or_conceptual","study_design_consensus":"theoretical_or_conceptual","genre_codex":"methods","genre_gemma":"empirical","genre_scores_codex":[0.2274022,0.05946951,0.5489936,0.04559627,0.008544927,0.002189209,0.0002908893,0.0001339984,0.1073794],"genre_scores_gemma":[0.920049,0.02443117,0.000136661,0.0003236061,0.001014428,0.00006509703,0.00000105593,0.00003471842,0.05394423],"genre_candidate":"empirical","genre_consensus":null,"teacher_disagreement_score":0.6926469,"threshold_uncertainty_score":0.4235156,"prediction_status":"machine_predicted_unvalidated"},"machine_scores":{"provisional":true,"baseline":true,"maturity_gate_passed":false,"score_opus":0.0127492915759856,"score_gpt":0.2079229296420033,"score_spread":0.1951736380660177,"validation_status":"score_only:v0-immature-baseline","note":"Baseline scores from an immature model (maturity gate not passed). Scores rank; they never assert a category."}}