{"id":"W4232521231","doi":"10.1108/15285810310813040","title":"The compliance gap","year":2003,"lang":"en","type":"article","venue":"Journal of Investment Compliance","topic":"Regulation and Compliance Studies","field":"Business, Management and Accounting","cited_by":2,"is_retracted":false,"has_abstract":true,"ca_institutions":"","funders":"","keywords":"Compliance (psychology); Business; Quarter (Canadian coin); Accounting; Checklist; Risk management; Public relations; Finance; Psychology; Political science","routes":{"ca_aff":false,"ca_fund":false,"ca_venue":false,"about_ca":true,"invisible_to_affiliation_only":true},"retraction":null,"screen":null,"direct_labels":[],"prediction":{"model_version":"codex-gemma-dda1882f352a","candidate_categories":[],"consensus_categories":[],"category_scores_codex":[0.0005722343,0.0001755392,0.0002570515,0.00007905139,0.0005730511,0.0003051482,0.0004412587,0.00002604908,0.00008036204],"category_scores_gemma":[0.0002173953,0.0001140461,0.0001483228,0.0003648277,0.0001885516,0.0006188045,0.0000578963,0.0001791252,0.0002859891],"about_ca_system_candidate":false,"about_ca_system_consensus":false,"about_ca_system_score_codex":0.00005402587,"about_ca_system_score_gemma":0.00003572539,"about_ca_topic_candidate":false,"about_ca_topic_consensus":false,"about_ca_topic_score_codex":0.000004533001,"about_ca_topic_score_gemma":0.000007666952,"domain_scores_codex":[0.9985607,0.00002580566,0.000553425,0.0001396706,0.0004302553,0.000290143],"domain_scores_gemma":[0.9982783,0.00008570384,0.0008188276,0.0002691012,0.0005242617,0.00002384034],"domain_codex":null,"domain_gemma":null,"domain_candidate":null,"domain_consensus":null,"study_design_codex":"theoretical_or_conceptual","study_design_gemma":"not_applicable","study_design_scores_codex":[0.00005451905,0.000110354,0.01020314,0.00008003215,0.0001020557,0.00001764629,0.00003490674,0.0003186135,0.0002928925,0.8826338,0.1019095,0.004242554],"study_design_scores_gemma":[0.0006218117,0.00002282682,0.02858391,0.0002017261,0.00002564305,0.00003391449,0.0002650699,0.0006045243,0.00007526969,0.07937562,0.8900124,0.0001772474],"study_design_candidate":"not_applicable","study_design_consensus":null,"genre_codex":"other","genre_gemma":"empirical","genre_scores_codex":[0.06539396,0.01648155,0.007029803,0.02162248,0.007666066,0.0008181464,0.000001994325,0.0001403491,0.8808457],"genre_scores_gemma":[0.9804387,0.0002379373,0.00214001,0.01304304,0.001078384,0.00001338563,8.101317e-7,0.00002782615,0.003019921],"genre_candidate":"empirical","genre_consensus":null,"teacher_disagreement_score":0.9150447,"threshold_uncertainty_score":0.4650666,"prediction_status":"machine_predicted_unvalidated"},"machine_scores":{"provisional":true,"baseline":true,"maturity_gate_passed":false,"score_opus":0.1094541662155783,"score_gpt":0.2888469254515553,"score_spread":0.179392759235977,"validation_status":"score_only:v0-immature-baseline","note":"Baseline scores from an immature model (maturity gate not passed). Scores rank; they never assert a category."}}