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Association Between Accounting Conservatism and Analysts’ Forecast Inefficiency*

2010· article· en· W2131162354 on OpenAlexaff
Jinhan Pae, Daniel B. Thornton

Bibliographic record

VenueAsia-Pacific Journal of Financial Studies · 2010
Typearticle
Languageen
FieldBusiness, Management and Accounting
TopicAuditing, Earnings Management, Governance
Canadian institutionsQueen's University
Fundersnot available
KeywordsInefficiencyEarningsConservatismOptimismEconomicsAssociation (psychology)EconometricsAccountingBalance sheetPsychology

Abstract

fetched live from OpenAlex

Abstract We find that analysts’ earnings forecasts do not fully impound the implications of accounting conservatism. Forecast optimism is negatively associated with the magnitude of beginning‐of‐year balance sheet reserves (BSR), which are associated with conservative accounting in prior years. However, this result vanishes once we allow for the negative association, documented in several prior studies, between BSR and Basu’s asymmetric timeliness measure of conservatism [Journal of Accounting and Economics 24 (1997) 3] . After controlling for this association, we find that forecasters’ under‐reaction to bad versus good news is negatively associated with the magnitude of BSR. We obtain similar results after allowing for the positive association between asymmetric timeliness and Khan and Watts’ C_Score [Journal of Accounting and Economics 48 (2009) 132] . Therefore, our results are consistent with a subtle form of inefficiency of forecasts with respect to accounting conservatism; that is, analysts do not fully appreciate that the earnings of companies with lower BSR or higher C_Scores are likely to be both: (i) lower relative to forecast; and (ii) more asymmetrically timely than the earnings of companies exhibiting higher BSR or lower C_Scores.

Fetched live from OpenAlex and de-inverted. Abstracts are not stored in this database: the inverted indexes are 8.6 GB of the frame’s 9.3 GB of text, and the host has 13 GB free.

How this classification was reachedexpand

Full frame machine prediction

Teacher imitation

Not calibrated prevalence, not ground truth. Human validation pending. The Gemma side is a direct model label for every work in the frame, read from the title-only record. The Codex side is a classifier learned from the 10,348 direct Codex labels and calibrated to design-weighted sample rates; fields without enough sample support carry no Codex call. Candidate is the union of the two sides; consensus is their intersection. These outputs are machine_predicted_unvalidated and are not human labels.

metaresearch head score (Codex)0.005
metaresearch head score (Gemma)0.056
Version: metacan-v3-hybrid-931329e0061cValidation status: machine_predicted_unvalidated
Candidate categoriesnone
Consensus categoriesnone
DomainCandidate signal: none · Consensus signal: none
Study designCandidate signal: Observational · Consensus signal: Observational
GenreCandidate signal: Empirical · Consensus signal: Empirical
Teacher disagreement score0.005
Threshold uncertainty score0.028

Distilled classifier scores by category (both heads)

CategoryCodexGemma
Metaresearch0.0050.056
Meta-epidemiology (narrow)0.0000.000
Meta-epidemiology (broad)0.0000.000
Bibliometrics0.0010.001
Science and technology studies0.0000.001
Scholarly communication0.0010.001
Open science0.0000.001
Research integrity0.0010.001
Insufficient payload (model declined to judge)0.0030.000

Machine scores (provisional)

The two teacher heads of the student model, read on this work. A score orders the frame for review; it never asserts a category, and the validation status ships verbatim with every row.

Baseline scores from an immature model (maturity gate not passed, 7 training rounds). Scores rank; they never assert a category.

Opus teacher head0.014
GPT teacher head0.232
Teacher spread0.218 · how far apart the two teachers sit on this one work
Validation statusscore_only:v0-immature-baseline · verbatim from the scoring run: score_only means the number may rank works, and no category label ships from it

Classification

machine, unvalidated

Machine predicted; a candidate call from one source (direct Gemma or distilled Codex), not a consensus.

The models applied no category: nothing in the taxonomy fit this work.
Study designObservational
Domainnot available
GenreEmpirical

How this classification was reached, model by model and score by score, is at the end of the page under "How this classification was reached".

Quick stats

Citations10
Published2010
Admission routes1
Has abstractyes

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