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Record W2943460946 · doi:10.3390/risks7020050

Practice Oriented and Monte Carlo Based Estimation of the Value-at-Risk for Operational Risk Measurement

2019· article· en· W2943460946 on OpenAlex

Why this work is in the frame

A frame that forgets how it found something cannot be audited. These are the routes that admitted this work.

affAt least one author lists a Canadian institution in the pinned OpenAlex snapshot.

Bibliographic record

VenueRisks · 2019
Typearticle
Languageen
FieldEconomics, Econometrics and Finance
TopicFinancial Risk and Volatility Modeling
Canadian institutionsWestern University
Fundersnot available
KeywordsMonte Carlo methodQuantileComputer scienceSampling (signal processing)Monte Carlo integrationImportance samplingStatisticsEconometricsHybrid Monte CarloMathematicsMarkov chain Monte Carlo

Abstract

fetched live from OpenAlex

We explore the Monte Carlo steps required to reduce the sampling error of the estimated 99.9% quantile within an acceptable threshold. Our research is of primary interest to practitioners working in the area of operational risk measurement, where the annual loss distribution cannot be analytically determined in advance. Usually, the frequency and the severity distributions should be adequately combined and elaborated with Monte Carlo methods, in order to estimate the loss distributions and risk measures. Naturally, financial analysts and regulators are interested in mitigating sampling errors, as prescribed in EU Regulation 2018/959. In particular, the sampling error of the 99.9% quantile is of paramount importance, along the lines of EU Regulation 575/2013. The Monte Carlo error for the operational risk measure is here assessed on the basis of the binomial distribution. Our approach is then applied to realistic simulated data, yielding a comparable precision of the estimate with a much lower computational effort, when compared to bootstrap, Monte Carlo repetition, and two other methods based on numerical optimization.

Fetched live from OpenAlex and de-inverted. Abstracts are not stored in this database: the inverted indexes are 8.6 GB of the frame’s 9.3 GB of text, and the host has 13 GB free.

Full frame distilled prediction

Teacher imitation

Not calibrated prevalence, not ground truth. Human validation pending. Learned from the 10,348 direct Codex labels and 10,348 direct Gemma labels. Candidate is the union of thresholded teacher heads; consensus is their intersection. These outputs are machine_predicted_unvalidated and are not human labels or direct frontier model labels.

metaresearch head score (Codex)0.002
metaresearch head score (Gemma)0.002
Version: codex-gemma-dda1882f352aValidation status: machine_predicted_unvalidated
Candidate categoriesnone
Consensus categoriesnone
DomainCandidate signal: none · Consensus signal: none
Study designCandidate signal: Simulation or modeling · Consensus signal: none
GenreCandidate signal: Empirical · Consensus signal: Empirical
Teacher disagreement score0.471
Threshold uncertainty score0.379

Codex and Gemma teacher scores by category

CategoryCodexGemma
Metaresearch0.0020.002
Meta-epidemiology (narrow)0.0000.000
Meta-epidemiology (broad)0.0000.000
Bibliometrics0.0000.000
Science and technology studies0.0000.000
Scholarly communication0.0000.000
Open science0.0000.000
Research integrity0.0000.000
Insufficient payload (model declined to judge)0.0000.000

Machine scores (provisional)

The two teacher heads of the student model, read on this work. A score orders the frame for review; it never asserts a category, and the validation status ships verbatim with every row.

Baseline scores from an immature model (maturity gate not passed, 7 training rounds). Scores rank; they never assert a category.

Opus teacher head0.053
GPT teacher head0.261
Teacher spread0.208 · how far apart the two teachers sit on this one work
Validation statusscore_only:v0-immature-baseline · verbatim from the scoring run: score_only means the number may rank works, and no category label ships from it