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Record W2944733665 · doi:10.1177/0894439319846622

Automatic Coding of Text Answers to Open-Ended Questions: Should You Double Code the Training Data?

2019· article· en· W2944733665 on OpenAlex

Why this work is in the frame

A frame that forgets how it found something cannot be audited. These are the routes that admitted this work.

affAt least one author lists a Canadian institution in the pinned OpenAlex snapshot.

Bibliographic record

VenueSocial Science Computer Review · 2019
Typearticle
Languageen
FieldSocial Sciences
TopicSurvey Methodology and Nonresponse
Canadian institutionsUniversity of Waterloo
Fundersnot available
KeywordsCoding (social sciences)Computer scienceNatural language processingArtificial intelligenceTraining setStatistical modelMachine learningInformation retrievalSpeech recognitionStatisticsMathematics

Abstract

fetched live from OpenAlex

Open-ended questions in surveys are often manually coded into one of several classes (or categories). When the data are too large to manually code all texts, a statistical (or machine) learning model must be trained on a manually coded subset of texts. Uncoded texts are then coded automatically using the trained model. The quality of automatic coding depends on the trained statistical model, and the model relies on manually coded data on which it is trained. While survey scientists are acutely aware that the manual coding is not always accurate, it is not clear how double coding affects the classification errors of the statistical learning model. We investigate several budget allocation strategies when there is a limited budget for manual classification: single coding versus various options for double coding where the number of training texts is reduced to maintain the fixed budget. Under fixed budget, double coding improved prediction of the learning algorithm when the coding error is greater than about 20–35%, depending on the data. Among double-coding strategies, paying for an expert to resolve differences performed best. When no expert is available, removing differences from the training data outperformed other double-coding strategies. When there is no budget constraint and the texts have already been double coded, all double-coding strategies generally outperformed single coding. As under fixed budget, having an expert to solve disagreement in training texts improves accuracy most, followed by removing differences.

Fetched live from OpenAlex and de-inverted. Abstracts are not stored in this database: the inverted indexes are 8.6 GB of the frame’s 9.3 GB of text, and the host has 13 GB free.

Full frame distilled prediction

Teacher imitation

Not calibrated prevalence, not ground truth. Human validation pending. Learned from the 10,348 direct Codex labels and 10,348 direct Gemma labels. Candidate is the union of thresholded teacher heads; consensus is their intersection. These outputs are machine_predicted_unvalidated and are not human labels or direct frontier model labels.

metaresearch head score (Codex)0.071
metaresearch head score (Gemma)0.003
Version: codex-gemma-dda1882f352aValidation status: machine_predicted_unvalidated
Candidate categoriesMetaresearch, Science and technology studies
Consensus categoriesnone
DomainCandidate signal: none · Consensus signal: none
Study designCandidate signal: Not applicable · Consensus signal: none
GenreCandidate signal: Empirical · Consensus signal: Empirical
Teacher disagreement score0.902
Threshold uncertainty score1.000

Codex and Gemma teacher scores by category

CategoryCodexGemma
Metaresearch0.0710.003
Meta-epidemiology (narrow)0.0000.000
Meta-epidemiology (broad)0.0000.000
Bibliometrics0.0000.002
Science and technology studies0.0010.001
Scholarly communication0.0000.001
Open science0.0040.001
Research integrity0.0000.000
Insufficient payload (model declined to judge)0.0000.000

Machine scores (provisional)

The two teacher heads of the student model, read on this work. A score orders the frame for review; it never asserts a category, and the validation status ships verbatim with every row.

Baseline scores from an immature model (maturity gate not passed, 7 training rounds). Scores rank; they never assert a category.

Opus teacher head0.595
GPT teacher head0.547
Teacher spread0.048 · how far apart the two teachers sit on this one work
Validation statusscore_only:v0-immature-baseline · verbatim from the scoring run: score_only means the number may rank works, and no category label ships from it