A Robust Approach to Quantifying Uncertainty in Matching Problems of Causal Inference
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Bibliographic record
Abstract
Unquantified sources of uncertainty in observational causal analyses can break the integrity of the results. One would never want another analyst to repeat a calculation with the same data set, using a seemingly identical procedure, only to find a different conclusion. However, as we show in this work, there is a typical source of uncertainty that is essentially never considered in observational causal studies: the choice of match assignment for matched groups—that is, which unit is matched to which other unit before a hypothesis test is conducted. The choice of match assignment is anything but innocuous and can have a surprisingly large influence on the causal conclusions. Given that a vast number of causal inference studies test hypotheses on treatment effects after treatment cases are matched with similar control cases, we should find a way to quantify how much this extra source of uncertainty impacts results. What we would really like to be able to report is that no matter which match assignment is made, as long as the match is sufficiently good, then the hypothesis test results are still informative. In this paper, we provide methodology based on discrete optimization to create robust tests that explicitly account for this possibility. We formulate robust tests for binary and continuous data based on common test statistics as integer linear programs solvable with common methodologies. We study the finite-sample behavior of our test statistic in the discrete-data case. We apply our methods to simulated and real-world data sets and show that they can produce useful results in practical applied settings. History: Galit Shmueli served as the senior editor for this article. Funding: Financial support from the Natural Sciences and Engineering Research Council of Canada and the National Science Foundation [Grant IIS 2147061] is gratefully acknowledged. Data Ethics & Reproducibility Note: No data ethics considerations are foreseen related to this paper. Code and data to reproduce all the results in this paper are avilable at https://github.com/marcomorucci/robusttests and in the e-Companion to this article (available at https://doi.org/10.1287/ijds.2022.0020 ).
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Full frame distilled prediction
Teacher imitationNot calibrated prevalence, not ground truth. Human validation pending. Learned from the 10,348 direct Codex labels and 10,348 direct Gemma labels. Candidate is the union of thresholded teacher heads; consensus is their intersection. These outputs are machine_predicted_unvalidated and are not human labels or direct frontier model labels.
Codex and Gemma teacher scores by category
| Category | Codex | Gemma |
|---|---|---|
| Metaresearch | 0.006 | 0.002 |
| Meta-epidemiology (narrow) | 0.000 | 0.000 |
| Meta-epidemiology (broad) | 0.000 | 0.000 |
| Bibliometrics | 0.001 | 0.002 |
| Science and technology studies | 0.000 | 0.000 |
| Scholarly communication | 0.000 | 0.003 |
| Open science | 0.003 | 0.002 |
| Research integrity | 0.000 | 0.001 |
| Insufficient payload (model declined to judge) | 0.000 | 0.000 |
Machine scores (provisional)
The two teacher heads of the student model, read on this work. A score orders the frame for review; it never asserts a category, and the validation status ships verbatim with every row.
Baseline scores from an immature model (maturity gate not passed, 7 training rounds). Scores rank; they never assert a category.
score_only:v0-immature-baseline · verbatim from the scoring run: score_only means the number may rank works, and no category label ships from it