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Record W3133891263 · doi:10.48550/arxiv.2102.13347

MDA for random forests: inconsistency, and a practical solution via the\n Sobol-MDA

2021· preprint· en· W3133891263 on OpenAlex

Why this work is in the frame

A frame that forgets how it found something cannot be audited. These are the routes that admitted this work.

affAt least one author lists a Canadian institution in the pinned OpenAlex snapshot.

Bibliographic record

VenuearXiv (Cornell University) · 2021
Typepreprint
Languageen
FieldDecision Sciences
TopicProbabilistic and Robust Engineering Design
Canadian institutionsSafran Electronics (Canada)
Fundersnot available
KeywordsSobol sequenceRandom forestEconometricsMathematicsComputer scienceEnvironmental scienceStatisticsArtificial intelligenceMonte Carlo method

Abstract

fetched live from OpenAlex

Variable importance measures are the main tools to analyze the black-box\nmechanisms of random forests. Although the mean decrease accuracy (MDA) is\nwidely accepted as the most efficient variable importance measure for random\nforests, little is known about its statistical properties. In fact, the\ndefinition of MDA varies across the main random forest software. In this\narticle, our objective is to rigorously analyze the behavior of the main MDA\nimplementations. Consequently, we mathematically formalize the various\nimplemented MDA algorithms, and then establish their limits when the sample\nsize increases. This asymptotic analysis reveals that these MDA versions differ\nas importance measures, since they converge towards different quantities. More\nimportantly, we break down these limits into three components: the first two\nterms are related to Sobol indices, which are well-defined measures of a\ncovariate contribution to the response variance, widely used in the sensitivity\nanalysis field, as opposed to the third term, whose value increases with\ndependence within covariates. Thus, we theoretically demonstrate that the MDA\ndoes not target the right quantity to detect influential covariates in a\ndependent setting, a fact that has already been noticed experimentally. To\naddress this issue, we define a new importance measure for random forests, the\nSobol-MDA, which fixes the flaws of the original MDA, and consistently\nestimates the accuracy decrease of the forest retrained without a given\ncovariate, but with an efficient computational cost. The Sobol-MDA empirically\noutperforms its competitors on both simulated and real data for variable\nselection. An open source implementation in R and C++ is available online.\n

Fetched live from OpenAlex and de-inverted. Abstracts are not stored in this database: the inverted indexes are 8.6 GB of the frame’s 9.3 GB of text, and the host has 13 GB free.

Full frame distilled prediction

Teacher imitation

Not calibrated prevalence, not ground truth. Human validation pending. Learned from the 10,348 direct Codex labels and 10,348 direct Gemma labels. Candidate is the union of thresholded teacher heads; consensus is their intersection. These outputs are machine_predicted_unvalidated and are not human labels or direct frontier model labels.

metaresearch head score (Codex)0.002
metaresearch head score (Gemma)0.004
Version: codex-gemma-dda1882f352aValidation status: machine_predicted_unvalidated
Candidate categoriesnone
Consensus categoriesnone
DomainCandidate signal: none · Consensus signal: none
Study designCandidate signal: Simulation or modeling · Consensus signal: Simulation or modeling
GenreCandidate signal: Empirical · Consensus signal: none
Teacher disagreement score0.948
Threshold uncertainty score0.916

Codex and Gemma teacher scores by category

CategoryCodexGemma
Metaresearch0.0020.004
Meta-epidemiology (narrow)0.0000.000
Meta-epidemiology (broad)0.0010.000
Bibliometrics0.0000.000
Science and technology studies0.0000.000
Scholarly communication0.0000.000
Open science0.0010.001
Research integrity0.0000.001
Insufficient payload (model declined to judge)0.0000.000

Machine scores (provisional)

The two teacher heads of the student model, read on this work. A score orders the frame for review; it never asserts a category, and the validation status ships verbatim with every row.

Baseline scores from an immature model (maturity gate not passed, 7 training rounds). Scores rank; they never assert a category.

Opus teacher head0.205
GPT teacher head0.267
Teacher spread0.062 · how far apart the two teachers sit on this one work
Validation statusscore_only:v0-immature-baseline · verbatim from the scoring run: score_only means the number may rank works, and no category label ships from it