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<scp>FinBERT</scp>: A Large Language Model for Extracting Information from Financial Text*

2022· article· en· 648 citations· W4298110867 on OpenAlex· 10.1111/1911-3846.12832

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A frame that forgets how it found something cannot be audited. These are the routes that admitted this work.

Canadian venueIt was published in a Canadian venue.

No Canadian affiliation. An affiliation-only frame — the usual design — would never have seen this work. It is one of the works that make the case for inverting the frame.

Machine scores (provisional)

Baseline scores from an immature model (maturity gate not passed, 7 training rounds). Scores rank; they never assert a category.

The two teacher heads of the student model, read on this work. A score orders the frame for review; it never asserts a category, and the validation status ships verbatim with every row.

Opus teacher head0.214
GPT teacher head0.459
Teacher spread
0.245 · how far apart the two teachers sit on this one work
Validation status
score_only:v0-immature-baseline · verbatim from the scoring run: score_only means the number may rank works, and no category label ships from it

Abstract

ABSTRACT We develop FinBERT, a state‐of‐the‐art large language model that adapts to the finance domain. We show that FinBERT incorporates finance knowledge and can better summarize contextual information in financial texts. Using a sample of researcher‐labeled sentences from analyst reports, we document that FinBERT substantially outperforms the Loughran and McDonald dictionary and other machine learning algorithms, including naïve Bayes, support vector machine, random forest, convolutional neural network, and long short‐term memory, in sentiment classification. Our results show that FinBERT excels in identifying the positive or negative sentiment of sentences that other algorithms mislabel as neutral, likely because it uses contextual information in financial text. We find that FinBERT's advantage over other algorithms, and Google's original bidirectional encoder representations from transformers model, is especially salient when the training sample size is small and in texts containing financial words not frequently used in general texts. FinBERT also outperforms other models in identifying discussions related to environment, social, and governance issues. Last, we show that other approaches underestimate the textual informativeness of earnings conference calls by at least 18% compared to FinBERT. Our results have implications for academic researchers, investment professionals, and financial market regulators.

Fetched live from OpenAlex and de-inverted. Abstracts are not stored in this database: the inverted indexes are 8.6 GB of the frame’s 9.3 GB of text, and the host has 13 GB free.

The record

Venue
Contemporary Accounting Research
Topic
Stock Market Forecasting Methods
Field
Decision Sciences
Canadian institutions
Funders
Keywords
Computer scienceArtificial intelligenceMachine learningFinanceEncoderNatural language processingSample (material)SalientEarningsRandom forestLanguage modelBusiness
Has abstract in OpenAlex
yes