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Sequential Nested Simulation for Estimating Expected Shortfall

2022· article· en· W4317792921 on OpenAlexaff
Ou Dang, Mingbin Feng

Bibliographic record

Venue2022 Winter Simulation Conference (WSC) · 2022
Typearticle
Languageen
FieldDecision Sciences
TopicSimulation Techniques and Applications
Canadian institutionsUniversity of Waterloo
Fundersnot available
KeywordsComputer scienceExpected shortfallPortfolioMeasure (data warehouse)Set (abstract data type)Mathematical optimizationEconometricsFinanceData miningMathematicsEconomics

Abstract

fetched live from OpenAlex

Expected shortfall (ES) is a widely used tail risk measure in the financial industry. Estimating the ES of a financial portfolio usually requires nested simulation, which is computationally burdensome. In a standard nested simulation procedure, one first simulates a set of plausible evolution of underlying risk factors, or the scenarios. Then, conditional on each outer scenarios, inner simulations are run to evaluate the financial positions in that scenario. In this work, we propose a sequential nested simulation procedure that dynamically allocates a fixed simulation budget to accurately estimate the expected shortfall. The goal is to gradually concentrate the simulation budget on the tail scenarios with the largest losses, as these scenarios are most relevant in ES estimation. Our numerical experiments show that, with the same simulation budget, the proposed procedure significantly improves the estimation accuracy of ES compared to a standard nested simulation procedure.

Fetched live from OpenAlex and de-inverted. Abstracts are not stored in this database: the inverted indexes are 8.6 GB of the frame’s 9.3 GB of text, and the host has 13 GB free.

How this classification was reachedexpand

Full frame machine prediction

Teacher imitation

Not calibrated prevalence, not ground truth. Human validation pending. The Gemma side is a direct model label for every work in the frame, read from the title-only record. The Codex side is a classifier learned from the 10,348 direct Codex labels and calibrated to design-weighted sample rates; fields without enough sample support carry no Codex call. Candidate is the union of the two sides; consensus is their intersection. These outputs are machine_predicted_unvalidated and are not human labels.

metaresearch head score (Codex)0.005
metaresearch head score (Gemma)0.019
Version: metacan-v3-hybrid-931329e0061cValidation status: machine_predicted_unvalidated
Candidate categoriesnone
Consensus categoriesnone
DomainCandidate signal: none · Consensus signal: none
Study designCandidate signal: Simulation or modeling · Consensus signal: Simulation or modeling
GenreCandidate signal: Empirical · Consensus signal: none
Teacher disagreement score0.012
Threshold uncertainty score0.027

Distilled classifier scores by category (both heads)

CategoryCodexGemma
Metaresearch0.0050.019
Meta-epidemiology (narrow)0.0010.001
Meta-epidemiology (broad)0.0010.001
Bibliometrics0.0010.001
Science and technology studies0.0010.001
Scholarly communication0.0010.001
Open science0.0020.002
Research integrity0.0010.002
Insufficient payload (model declined to judge)0.0040.000

Machine scores (provisional)

The two teacher heads of the student model, read on this work. A score orders the frame for review; it never asserts a category, and the validation status ships verbatim with every row.

Baseline scores from an immature model (maturity gate not passed, 7 training rounds). Scores rank; they never assert a category.

Opus teacher head0.256
GPT teacher head0.464
Teacher spread0.209 · how far apart the two teachers sit on this one work
Validation statusscore_only:v0-immature-baseline · verbatim from the scoring run: score_only means the number may rank works, and no category label ships from it

Classification

machine, unvalidated

Machine predicted; a candidate call from one source (direct Gemma or distilled Codex), not a consensus.

The models applied no category: nothing in the taxonomy fit this work.
Study designSimulation or modeling
Domainnot available
GenreEmpirical

How this classification was reached, model by model and score by score, is at the end of the page under "How this classification was reached".

Quick stats

Citations0
Published2022
Admission routes1
Has abstractyes

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