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Record W4366365000 · doi:10.1080/14697688.2023.2199781

Optimal asset allocation under search frictions and stochastic interest rate

2023· article· en· W4366365000 on OpenAlexafffund
Ning Wang, Song‐Ping Zhu, Robert J. Elliott

Bibliographic record

VenueQuantitative Finance · 2023
Typearticle
Languageen
FieldEconomics, Econometrics and Finance
TopicStochastic processes and financial applications
Canadian institutionsUniversity of Calgary
FundersAustralian Research CouncilNatural Sciences and Engineering Research Council of Canada
KeywordsBellman equationAsset (computer security)Stochastic controlExponential utilityInterest rateLogarithmViscosity solutionMathematical optimizationAsset allocationCox–Ingersoll–Ross modelStochastic differential equationMarket liquidityMathematical economicsEconomicsEconometricsComputer scienceMathematicsOptimal controlApplied mathematicsFinancePortfolio

Abstract

fetched live from OpenAlex

In this paper, we investigate an optimal asset allocation problem in a financial market consisting of one risk-free asset, one liquid risky asset and one illiquid risky asset. The liquidity risk stems from the asset that cannot be traded continuously, and the trading opportunities are captured by a Poisson process with constant intensity. Also, it is assumed that the interest rate is stochastically varying and follows the Cox–Ingersoll–Ross model. The performance functional of the decision maker is selected as the expected logarithmic utility of the total wealth at terminal time. The dynamic programming principle coupled with the Hamilton–Jacobi–Bellman equation has been adopted to solve this stochastic optimal control problem. In order to reduce the dimension of the problem, we introduce the proportion of the wealth invested in the illiquid risky asset and derive the semi-analytical form of the value function using a separation principle. A finite difference method is employed to solve the controlled partial differential equation satisfied by a function which is an important component of the value function. The numerical examples and their economic interpretations are then discussed.

Fetched live from OpenAlex and de-inverted. Abstracts are not stored in this database: the inverted indexes are 8.6 GB of the frame’s 9.3 GB of text, and the host has 13 GB free.

How this classification was reachedexpand

Full frame machine prediction

Teacher imitation

Not calibrated prevalence, not ground truth. Human validation pending. The Gemma side is a direct model label for every work in the frame, read from the title-only record. The Codex side is a classifier learned from the 10,348 direct Codex labels and calibrated to design-weighted sample rates; fields without enough sample support carry no Codex call. Candidate is the union of the two sides; consensus is their intersection. These outputs are machine_predicted_unvalidated and are not human labels.

metaresearch head score (Codex)0.002
metaresearch head score (Gemma)0.006
Version: metacan-v3-hybrid-931329e0061cValidation status: machine_predicted_unvalidated
Candidate categoriesnone
Consensus categoriesnone
DomainCandidate signal: none · Consensus signal: none
Study designCandidate signal: Simulation or modeling · Consensus signal: Simulation or modeling
GenreCandidate signal: Empirical · Consensus signal: none
Teacher disagreement score0.003
Threshold uncertainty score0.011

Distilled classifier scores by category (both heads)

CategoryCodexGemma
Metaresearch0.0020.006
Meta-epidemiology (narrow)0.0010.001
Meta-epidemiology (broad)0.0020.001
Bibliometrics0.0010.001
Science and technology studies0.0000.002
Scholarly communication0.0020.002
Open science0.0010.001
Research integrity0.0020.001
Insufficient payload (model declined to judge)0.0020.000

Machine scores (provisional)

The two teacher heads of the student model, read on this work. A score orders the frame for review; it never asserts a category, and the validation status ships verbatim with every row.

Baseline scores from an immature model (maturity gate not passed, 7 training rounds). Scores rank; they never assert a category.

Opus teacher head0.115
GPT teacher head0.315
Teacher spread0.201 · how far apart the two teachers sit on this one work
Validation statusscore_only:v0-immature-baseline · verbatim from the scoring run: score_only means the number may rank works, and no category label ships from it

Classification

machine, unvalidated

Machine predicted; a candidate call from one source (direct Gemma or distilled Codex), not a consensus.

The models applied no category: nothing in the taxonomy fit this work.
Study designSimulation or modeling
Domainnot available
GenreEmpirical

How this classification was reached, model by model and score by score, is at the end of the page under "How this classification was reached".

Quick stats

Citations2
Published2023
Admission routes2
Has abstractyes

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