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Record W4387124147 · doi:10.1109/re57278.2023.00042

Towards Legal Contract Formalization with Controlled Natural Language Templates

2023· article· en· W4387124147 on OpenAlexafffund
Regan Meloche, Daniel Amyot, John Mylopoulos

Bibliographic record

Venuenot available
Typearticle
Languageen
FieldSocial Sciences
TopicArtificial Intelligence in Law
Canadian institutionsUniversity of Ottawa
FundersNatural Sciences and Engineering Research Council of Canada
KeywordsComputer scienceTemplateNatural languageFraming (construction)Programming languageDesign by contractContext (archaeology)Software engineeringNatural language processingArtificial intelligenceEngineering

Abstract

fetched live from OpenAlex

Automated formalization of legal texts in order to remove ambiguities, conflicts and incompleteness has been a challenge for Requirements Engineering (RE) research for decades. This work seeks to make an incremental step towards this objective for legal contracts by making use of contract templates. Our proposed approach starts with a natural language contract template, together with a manually formalized specification of that template. A contract writer can make customizations to the template, which trigger the automatic formalization of the corresponding customized contract. Our target specification language is Symboleo, which is created specifically for contract verification and monitoring. Starting with a manually formalized template reduces the complexity associated with a fully automated formalization. Typical contract templates use simple fill-in-the-blank parameters, which serve as customizations to formalize in our framing of the problem. Our approach pushes the boundaries of these templates by allowing the contract writer to enter complex natural language customizations, such as prepositional phrases and conditional statements. This work explores what types of natural language patterns can be used in that context by analyzing relevant linguistics and real legal contracts. It also introduces a tool, SymboleoNLP, that suggests the feasibility of the formalization process.

Fetched live from OpenAlex and de-inverted. Abstracts are not stored in this database: the inverted indexes are 8.6 GB of the frame’s 9.3 GB of text, and the host has 13 GB free.

How this classification was reachedexpand

Full frame machine prediction

Teacher imitation

Not calibrated prevalence, not ground truth. Human validation pending. The Gemma side is a direct model label for every work in the frame, read from the title-only record. The Codex side is a classifier learned from the 10,348 direct Codex labels and calibrated to design-weighted sample rates; fields without enough sample support carry no Codex call. Candidate is the union of the two sides; consensus is their intersection. These outputs are machine_predicted_unvalidated and are not human labels.

metaresearch head score (Codex)0.016
metaresearch head score (Gemma)0.035
Version: metacan-v3-hybrid-931329e0061cValidation status: machine_predicted_unvalidated
Candidate categoriesnone
Consensus categoriesnone
DomainCandidate signal: none · Consensus signal: none
Study designCandidate signal: Theoretical or conceptual · Consensus signal: Theoretical or conceptual
GenreCandidate signal: Methods · Consensus signal: Methods
Teacher disagreement score0.016
Threshold uncertainty score0.085

Distilled classifier scores by category (both heads)

CategoryCodexGemma
Metaresearch0.0160.035
Meta-epidemiology (narrow)0.0010.002
Meta-epidemiology (broad)0.0010.004
Bibliometrics0.0030.002
Science and technology studies0.0020.006
Scholarly communication0.0070.009
Open science0.0040.004
Research integrity0.0020.005
Insufficient payload (model declined to judge)0.0050.002

Machine scores (provisional)

The two teacher heads of the student model, read on this work. A score orders the frame for review; it never asserts a category, and the validation status ships verbatim with every row.

Baseline scores from an immature model (maturity gate not passed, 7 training rounds). Scores rank; they never assert a category.

Opus teacher head0.023
GPT teacher head0.353
Teacher spread0.330 · how far apart the two teachers sit on this one work
Validation statusscore_only:v0-immature-baseline · verbatim from the scoring run: score_only means the number may rank works, and no category label ships from it

Classification

machine, unvalidated

Machine predicted; a candidate call from one source (direct Gemma or distilled Codex), not a consensus.

The models applied no category: nothing in the taxonomy fit this work.
Study designTheoretical or conceptual
Domainnot available
GenreMethods

How this classification was reached, model by model and score by score, is at the end of the page under "How this classification was reached".

Quick stats

Citations9
Published2023
Admission routes2
Has abstractyes

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Same topicArtificial Intelligence in LawFrench-language works237,207