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Record W4391350173 · doi:10.3390/jrfm17020050

Accuracy Comparison between Five Machine Learning Algorithms for Financial Risk Evaluation

2024· article· en· W4391350173 on OpenAlexvenueno aff
Haokun Dong, Rui Liu, Allan W. Tham

Bibliographic record

VenueJournal of risk and financial management · 2024
Typearticle
Languageen
FieldBusiness, Management and Accounting
TopicFinancial Distress and Bankruptcy Prediction
Canadian institutionsnot available
FundersUniversity of Canberra
KeywordsComputer scienceMachine learningFinanceAlgorithmArtificial intelligenceBusiness

Abstract

fetched live from OpenAlex

An accurate prediction of loan default is crucial in credit risk evaluation. A slight deviation from true accuracy can often cause financial losses to lending institutes. This study describes the non-parametric approach that compares five different machine learning classifiers combined with a focus on sufficiently large datasets. It presents the findings on various standard performance measures such as accuracy, precision, recall and F1 scores in addition to Receiver Operating Curve-Area Under Curve (ROC-AUC). In this study, various data pre-processing techniques including normalization and standardization, imputation of missing values and the handling of imbalanced data using SMOTE will be discussed and implemented. Also, the study examines the use of hyper-parameters in various classifiers. During the model construction phase, various pipelines feed data to the five machine learning classifiers, and the performance results obtained from the five machine learning classifiers are based on sampling with SMOTE or hyper-parameters versus without SMOTE and hyper-parameters. Each classifier is compared to another in terms of accuracy during training and prediction phase based on out-of-sample data. The 2 data sets used for this experiment contain 1000 and 30,000 observations, respectively, of which the training/testing ratio is 80:20. The comparative results show that random forest outperforms the other four classifiers both in training and actual prediction.

Fetched live from OpenAlex and de-inverted. Abstracts are not stored in this database: the inverted indexes are 8.6 GB of the frame’s 9.3 GB of text, and the host has 13 GB free.

How this classification was reachedexpand

Full frame machine prediction

Teacher imitation

Not calibrated prevalence, not ground truth. Human validation pending. The Gemma side is a direct model label for every work in the frame, read from the title-only record. The Codex side is a classifier learned from the 10,348 direct Codex labels and calibrated to design-weighted sample rates; fields without enough sample support carry no Codex call. Candidate is the union of the two sides; consensus is their intersection. These outputs are machine_predicted_unvalidated and are not human labels.

metaresearch head score (Codex)0.016
metaresearch head score (Gemma)0.040
Version: metacan-v3-hybrid-931329e0061cValidation status: machine_predicted_unvalidated
Candidate categoriesnone
Consensus categoriesnone
DomainCandidate signal: none · Consensus signal: none
Study designCandidate signal: Simulation or modeling · Consensus signal: none
GenreCandidate signal: Empirical · Consensus signal: Empirical
Teacher disagreement score0.016
Threshold uncertainty score0.085

Distilled classifier scores by category (both heads)

CategoryCodexGemma
Metaresearch0.0160.040
Meta-epidemiology (narrow)0.0020.000
Meta-epidemiology (broad)0.0020.002
Bibliometrics0.0080.004
Science and technology studies0.0010.001
Scholarly communication0.0030.002
Open science0.0010.001
Research integrity0.0020.001
Insufficient payload (model declined to judge)0.0010.001

Machine scores (provisional)

The two teacher heads of the student model, read on this work. A score orders the frame for review; it never asserts a category, and the validation status ships verbatim with every row.

Baseline scores from an immature model (maturity gate not passed, 7 training rounds). Scores rank; they never assert a category.

Opus teacher head0.022
GPT teacher head0.279
Teacher spread0.257 · how far apart the two teachers sit on this one work
Validation statusscore_only:v0-immature-baseline · verbatim from the scoring run: score_only means the number may rank works, and no category label ships from it

Classification

machine, unvalidated

Machine predicted; a candidate call from one source (direct Gemma or distilled Codex), not a consensus.

The models applied no category: nothing in the taxonomy fit this work.
Study designSimulation or modeling
Domainnot available
GenreEmpirical

How this classification was reached, model by model and score by score, is at the end of the page under "How this classification was reached".

Quick stats

Citations34
Published2024
Admission routes1
Has abstractyes

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