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The short-term predictability of returns in order book markets: A deep learning perspective

2024· article· en· W4392203267 on OpenAlex

Why this work is in the frame

A frame that forgets how it found something cannot be audited. These are the routes that admitted this work.

affAt least one author lists a Canadian institution in the pinned OpenAlex snapshot.

Bibliographic record

VenueInternational Journal of Forecasting · 2024
Typearticle
Languageen
FieldDecision Sciences
TopicStock Market Forecasting Methods
Canadian institutionsUniversity of Waterloo
FundersEngineering and Physical Sciences Research Council
KeywordsPredictabilityComputer scienceRepresentation (politics)InferencePerspective (graphical)Term (time)Order (exchange)Machine learningArtificial intelligenceOrder bookHigh-frequency tradingStatistical inferenceEconometricsData scienceAlgorithmic tradingEconomicsFinancial economicsMathematicsFinanceStatistics

Abstract

fetched live from OpenAlex

This paper uses deep learning techniques to conduct a systematic large-scale analysis of order book-driven predictability in high-frequency returns. First, we introduce a new and robust representation of the order book, the volume representation. Next, we conduct an extensive empirical experiment to address various questions regarding predictability. We investigate if and how far ahead there is predictability, the importance of a robust data representation, the advantages of multi-horizon modeling, and the presence of universal trading patterns. We use model confidence sets, which provide a formalized statistical inference framework well suited to answer these questions. Our findings show that at high frequencies, predictability in mid-price returns is not just present but ubiquitous. The performance of the deep learning models is strongly dependent on the choice of order book representation, and in this respect, the volume representation appears to have multiple practical advantages.

Fetched live from OpenAlex and de-inverted. Abstracts are not stored in this database: the inverted indexes are 8.6 GB of the frame’s 9.3 GB of text, and the host has 13 GB free.

Full frame distilled prediction

Teacher imitation

Not calibrated prevalence, not ground truth. Human validation pending. Learned from the 10,348 direct Codex labels and 10,348 direct Gemma labels. Candidate is the union of thresholded teacher heads; consensus is their intersection. These outputs are machine_predicted_unvalidated and are not human labels or direct frontier model labels.

metaresearch head score (Codex)0.017
metaresearch head score (Gemma)0.081
Version: codex-gemma-dda1882f352aValidation status: machine_predicted_unvalidated
Candidate categoriesMetaresearch
Consensus categoriesnone
DomainCandidate signal: none · Consensus signal: none
Study designCandidate signal: Other design · Consensus signal: none
GenreCandidate signal: Empirical · Consensus signal: Empirical
Teacher disagreement score0.832
Threshold uncertainty score0.927

Codex and Gemma teacher scores by category

CategoryCodexGemma
Metaresearch0.0170.081
Meta-epidemiology (narrow)0.0000.000
Meta-epidemiology (broad)0.0000.000
Bibliometrics0.0010.001
Science and technology studies0.0000.000
Scholarly communication0.0000.001
Open science0.0010.000
Research integrity0.0000.001
Insufficient payload (model declined to judge)0.0000.000

Machine scores (provisional)

The two teacher heads of the student model, read on this work. A score orders the frame for review; it never asserts a category, and the validation status ships verbatim with every row.

Baseline scores from an immature model (maturity gate not passed, 7 training rounds). Scores rank; they never assert a category.

Opus teacher head0.079
GPT teacher head0.415
Teacher spread0.336 · how far apart the two teachers sit on this one work
Validation statusscore_only:v0-immature-baseline · verbatim from the scoring run: score_only means the number may rank works, and no category label ships from it