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Record W4393397128

Three Essays on Key Audit Matters Dissimilarity

2023· dissertation· en· W4393397128 on OpenAlex

Why this work is in the frame

A frame that forgets how it found something cannot be audited. These are the routes that admitted this work.

affAt least one author lists a Canadian institution in the pinned OpenAlex snapshot.

Bibliographic record

Venuetheses.fr (ABES) · 2023
Typedissertation
Languageen
FieldEconomics, Econometrics and Finance
TopicFiscal Policies and Political Economy
Canadian institutionsHEC Montréal
Fundersnot available
KeywordsKey (lock)AuditAccountingBusinessPsychologyData scienceComputer scienceComputer security
DOInot available

Abstract

fetched live from OpenAlex

My dissertation consists of three essays related to the Key Audit Matters (KAM) section in audit reports. KAM disclosures have been implemented to enhance the communicative value of audit reports. KAMs reflect the greatest risks of material misstatements encountered during the audit process. Critics fear that KAMs would be boilerplate and standardized. I develop measures of dissimilarity to capture specific information in KAMs. These measures reflect differences in words written by auditors for the same type of KAM. I first detail client and audit firm characteristics associated with client-specific (dissimilar) information in KAMs. I then link the KAM and audit risks components. Finally, I examine the informativeness of auditors’ risk disclosures. My Thesis contributes to the KAM literature by providing a granular analysis of the content of KAM disclosures. I supplement the audit literature and highlight the importance of examining the two KAM components separately.

Fetched live from OpenAlex and de-inverted. Abstracts are not stored in this database: the inverted indexes are 8.6 GB of the frame’s 9.3 GB of text, and the host has 13 GB free.

Full frame distilled prediction

Teacher imitation

Not calibrated prevalence, not ground truth. Human validation pending. Learned from the 10,348 direct Codex labels and 10,348 direct Gemma labels. Candidate is the union of thresholded teacher heads; consensus is their intersection. These outputs are machine_predicted_unvalidated and are not human labels or direct frontier model labels.

metaresearch head score (Codex)0.000
metaresearch head score (Gemma)0.000
Version: codex-gemma-dda1882f352aValidation status: machine_predicted_unvalidated
Candidate categoriesMeta-epidemiology (narrow), Insufficient payload (model declined to judge)
Consensus categoriesInsufficient payload (model declined to judge)
DomainCandidate signal: none · Consensus signal: none
Study designCandidate signal: Theoretical or conceptual · Consensus signal: Theoretical or conceptual
GenreCandidate signal: Empirical · Consensus signal: none
Teacher disagreement score0.908
Threshold uncertainty score1.000

Codex and Gemma teacher scores by category

CategoryCodexGemma
Metaresearch0.0000.000
Meta-epidemiology (narrow)0.0010.001
Meta-epidemiology (broad)0.0010.000
Bibliometrics0.0000.000
Science and technology studies0.0000.000
Scholarly communication0.0000.000
Open science0.0010.000
Research integrity0.0010.001
Insufficient payload (model declined to judge)0.0030.020

Machine scores (provisional)

The two teacher heads of the student model, read on this work. A score orders the frame for review; it never asserts a category, and the validation status ships verbatim with every row.

Baseline scores from an immature model (maturity gate not passed, 7 training rounds). Scores rank; they never assert a category.

Opus teacher head0.044
GPT teacher head0.257
Teacher spread0.213 · how far apart the two teachers sit on this one work
Validation statusscore_only:v0-immature-baseline · verbatim from the scoring run: score_only means the number may rank works, and no category label ships from it