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Record W4403969959

Shapley Values of Structured Additive Regression Models and Application to RKHS Weightings of Functions

2024· preprint· en· W4403969959 on OpenAlex

Why this work is in the frame

A frame that forgets how it found something cannot be audited. These are the routes that admitted this work.

affAt least one author lists a Canadian institution in the pinned OpenAlex snapshot.
fundA Canadian funder is recorded on the work.

Bibliographic record

VenueHAL (Le Centre pour la Communication Scientifique Directe) · 2024
Typepreprint
Languageen
FieldMathematics
TopicAdvanced Statistical Methods and Models
Canadian institutionsUniversité Laval
FundersNatural Sciences and Engineering Research Council of CanadaConsortium de Recherche et d’innovation en Aérospatiale au Québec
KeywordsMathematicsRegressionEconometricsStatisticsComputer science
DOInot available

Abstract

fetched live from OpenAlex

Shapley values are widely used in machine learning to interpret model predictions.However, they have an important drawback in their computational time, which is exponential in the number of variables in the data.Recent work has yielded algorithms that can efficiently and exactly calculate the Shapley values of specific model families, such as Decision Trees and Generalized Additive Models (GAMs).Unfortunately, these model families are fairly restricted.Consequently, we present STAR-SHAP, an algorithm for efficiently calculating the Shapley values of Structured Additive Regression (STAR) models, a generalization of GAMs which allow any number of variable interactions.While the computational cost of STAR-SHAP scales exponentially in the size of these interactions, it is independent of the total number of variables.This allows the interpretation of more complex and flexible models.As long as the variable interactions are moderately-sized, the computation of the Shapley values will be fast, even on high-dimensional datasets.Since STAR models with more than pairwise interactions (e.g.GA2Ms) are seldom used in practice, we also present a new class of STAR models built on the RKHS Weightings of Functions paradigm.More precisely, we introduce a new RKHS Weighting instantiation, and show how to transform it and other RKHS Weightings into STAR models.We therefore introduce a new family of STAR models, as well as the means to interpret their outputs in a timely manner.

Fetched live from OpenAlex and de-inverted. Abstracts are not stored in this database: the inverted indexes are 8.6 GB of the frame’s 9.3 GB of text, and the host has 13 GB free.

Full frame distilled prediction

Teacher imitation

Not calibrated prevalence, not ground truth. Human validation pending. Learned from the 10,348 direct Codex labels and 10,348 direct Gemma labels. Candidate is the union of thresholded teacher heads; consensus is their intersection. These outputs are machine_predicted_unvalidated and are not human labels or direct frontier model labels.

metaresearch head score (Codex)0.002
metaresearch head score (Gemma)0.003
Version: codex-gemma-dda1882f352aValidation status: machine_predicted_unvalidated
Candidate categoriesnone
Consensus categoriesnone
DomainCandidate signal: none · Consensus signal: none
Study designCandidate signal: Theoretical or conceptual · Consensus signal: Theoretical or conceptual
GenreCandidate signal: Methods · Consensus signal: Methods
Teacher disagreement score0.392
Threshold uncertainty score0.969

Codex and Gemma teacher scores by category

CategoryCodexGemma
Metaresearch0.0020.003
Meta-epidemiology (narrow)0.0000.000
Meta-epidemiology (broad)0.0010.000
Bibliometrics0.0000.000
Science and technology studies0.0000.000
Scholarly communication0.0000.000
Open science0.0000.001
Research integrity0.0000.000
Insufficient payload (model declined to judge)0.0000.000

Machine scores (provisional)

The two teacher heads of the student model, read on this work. A score orders the frame for review; it never asserts a category, and the validation status ships verbatim with every row.

Baseline scores from an immature model (maturity gate not passed, 7 training rounds). Scores rank; they never assert a category.

Opus teacher head0.040
GPT teacher head0.339
Teacher spread0.299 · how far apart the two teachers sit on this one work
Validation statusscore_only:v0-immature-baseline · verbatim from the scoring run: score_only means the number may rank works, and no category label ships from it