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Record W4415502283 · doi:10.1080/09639284.2025.2578516

From principle to practice: evaluating the effectiveness of mandatory ethics training on CPA code compliance

2025· article· en· W4415502283 on OpenAlexaffabout
Annie Lecompte, Anne Marie Gosselin, Sylvie Côté, Karine Phaneuf

Bibliographic record

VenueAccounting Education · 2025
Typearticle
Languageen
FieldDecision Sciences
TopicEthics in Business and Education
Canadian institutionsUniversité du Québec à Montréal
Fundersnot available
KeywordsCompliance (psychology)Training (meteorology)Code (set theory)Ethical codeCode of conduct

Abstract

fetched live from OpenAlex

This study examines the impact of mandatory ethics training on the professional behavior of Chartered Professional Accountants (CPAs) in Quebec, where a 4-hour ethics training requirement was introduced in 2018. The importance of ethics education in the accounting profession is highlighted by numerous financial scandals that have underscored the need for continuous ethical vigilance. Our analysis, comparing pre- and post-requirement periods, reveals a significant decrease (31.58%) in the number of infractions, suggesting that mandatory ethics training effectively reduces unethical behavior. This study also finds that the moral intensity of infractions increased post-requirement, suggesting that while the frequency of infractions has decreased, the observed increase in their severity may reflect underlying changes in enforcement, reporting, or disciplinary trends during the same period. This trend suggests that ethics training may deter minor infractions but is less effective in preventing more serious ethical violations, particularly among repeat offenders. The persistence of high moral intensity infractions among this group underscores the need for targeted interventions beyond standard training. These findings suggest that mandatory ethics training may be a useful tool for encouraging ethical behavior but its impact could vary depending on the severity of past misconduct and the professional context.

Fetched live from OpenAlex and de-inverted. Abstracts are not stored in this database: the inverted indexes are 8.6 GB of the frame’s 9.3 GB of text, and the host has 13 GB free.

How this classification was reachedexpand

Full frame machine prediction

Teacher imitation

Not calibrated prevalence, not ground truth. Human validation pending. The Gemma side is a direct model label for every work in the frame, read from the title-only record. The Codex side is a classifier learned from the 10,348 direct Codex labels and calibrated to design-weighted sample rates; fields without enough sample support carry no Codex call. Candidate is the union of the two sides; consensus is their intersection. These outputs are machine_predicted_unvalidated and are not human labels.

metaresearch head score (Codex)0.071
metaresearch head score (Gemma)0.337
Version: metacan-v3-hybrid-931329e0061cValidation status: machine_predicted_unvalidated
Candidate categoriesnone
Consensus categoriesnone
DomainCandidate signal: none · Consensus signal: none
Study designCandidate signal: Observational · Consensus signal: none
GenreCandidate signal: Empirical · Consensus signal: Empirical
Teacher disagreement score0.071
Threshold uncertainty score0.378

Distilled classifier scores by category (both heads)

CategoryCodexGemma
Metaresearch0.0710.337
Meta-epidemiology (narrow)0.0010.001
Meta-epidemiology (broad)0.0010.001
Bibliometrics0.0020.001
Science and technology studies0.0020.003
Scholarly communication0.0020.003
Open science0.0030.003
Research integrity0.0020.003
Insufficient payload (model declined to judge)0.0030.001

Machine scores (provisional)

The two teacher heads of the student model, read on this work. A score orders the frame for review; it never asserts a category, and the validation status ships verbatim with every row.

Baseline scores from an immature model (maturity gate not passed, 7 training rounds). Scores rank; they never assert a category.

Opus teacher head0.447
GPT teacher head0.595
Teacher spread0.148 · how far apart the two teachers sit on this one work
Validation statusscore_only:v0-immature-baseline · verbatim from the scoring run: score_only means the number may rank works, and no category label ships from it

Classification

machine, unvalidated

Machine predicted; a candidate call from one source (direct Gemma or distilled Codex), not a consensus.

The models applied no category: nothing in the taxonomy fit this work.
Study designObservational
Domainnot available
GenreEmpirical

How this classification was reached, model by model and score by score, is at the end of the page under "How this classification was reached".

Quick stats

Citations0
Published2025
Admission routes2
Has abstractyes

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