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Record W7104183057

LLMs as Judges: Toward The Automatic Review of GSN-compliant Assurance Cases

2025· article· W7104183057 on OpenAlex

Why this work is in the frame

A frame that forgets how it found something cannot be audited. These are the routes that admitted this work.

fundA Canadian funder is recorded on the work.
no affNo Canadian affiliation: this work is invisible to an affiliation-only frame.
No Canadian affiliation. An affiliation-only frame, the usual design, would never have seen this work. It is one of the works that make the case for inverting the frame.

Bibliographic record

VenueArXiv.org · 2025
Typearticle
Language
FieldEngineering
TopicSafety Systems Engineering in Autonomy
Canadian institutionsnot available
FundersCanada First Research Excellence Fund
KeywordsLeverage (statistics)Quality assuranceHarmTask (project management)ObstacleRisk assessment
DOInot available

Abstract

fetched live from OpenAlex

Assurance cases allow verifying the correct implementation of certain non-functional requirements of mission-critical systems, including their safety, security, and reliability. They can be used in the specification of autonomous driving, avionics, air traffic control, and similar systems. They aim to reduce risks of harm of all kinds including human mortality, environmental damage, and financial loss. However, assurance cases often tend to be organized as extensive documents spanning hundreds of pages, making their creation, review, and maintenance error-prone, time-consuming, and tedious. Therefore, there is a growing need to leverage (semi-)automated techniques, such as those powered by generative AI and large language models (LLMs), to enhance efficiency, consistency, and accuracy across the entire assurance-case lifecycle. In this paper, we focus on assurance case review, a critical task that ensures the quality of assurance cases and therefore fosters their acceptance by regulatory authorities. We propose a novel approach that leverages the \textit{LLM-as-a-judge} paradigm to automate the review process. Specifically, we propose new predicate-based rules that formalize well-established assurance case review criteria, allowing us to craft LLM prompts tailored to the review task. Our experiments on several state-of-the-art LLMs (GPT-4o, GPT-4.1, DeepSeek-R1, and Gemini 2.0 Flash) show that, while most LLMs yield relatively good review capabilities, DeepSeek-R1 and GPT-4.1 demonstrate superior performance, with DeepSeek-R1 ultimately outperforming GPT-4.1. However, our experimental results also suggest that human reviewers are still needed to refine the reviews LLMs yield.

Fetched live from OpenAlex and de-inverted. Abstracts are not stored in this database: the inverted indexes are 8.6 GB of the frame’s 9.3 GB of text, and the host has 13 GB free.

Full frame distilled prediction

Teacher imitation

Not calibrated prevalence, not ground truth. Human validation pending. Learned from the 10,348 direct Codex labels and 10,348 direct Gemma labels. Candidate is the union of thresholded teacher heads; consensus is their intersection. These outputs are machine_predicted_unvalidated and are not human labels or direct frontier model labels.

metaresearch head score (Codex)0.001
metaresearch head score (Gemma)0.002
Version: codex-gemma-dda1882f352aValidation status: machine_predicted_unvalidated
Candidate categoriesMeta-epidemiology (narrow), Insufficient payload (model declined to judge)
Consensus categoriesnone
DomainCandidate signal: none · Consensus signal: none
Study designCandidate signal: Systematic review · Consensus signal: none
GenreCandidate signal: Empirical · Consensus signal: none
Teacher disagreement score0.705
Threshold uncertainty score1.000

Codex and Gemma teacher scores by category

CategoryCodexGemma
Metaresearch0.0010.002
Meta-epidemiology (narrow)0.0010.001
Meta-epidemiology (broad)0.0010.001
Bibliometrics0.0000.001
Science and technology studies0.0000.000
Scholarly communication0.0000.000
Open science0.0010.000
Research integrity0.0000.001
Insufficient payload (model declined to judge)0.0010.001

Machine scores (provisional)

The two teacher heads of the student model, read on this work. A score orders the frame for review; it never asserts a category, and the validation status ships verbatim with every row.

Baseline scores from an immature model (maturity gate not passed, 7 training rounds). Scores rank; they never assert a category.

Opus teacher head0.033
GPT teacher head0.274
Teacher spread0.241 · how far apart the two teachers sit on this one work
Validation statusscore_only:v0-immature-baseline · verbatim from the scoring run: score_only means the number may rank works, and no category label ships from it