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Record W7104183057

LLMs as Judges: Toward The Automatic Review of GSN-compliant Assurance Cases

2025· article· W7104183057 on OpenAlexfundno aff

Bibliographic record

VenueArXiv.org · 2025
Typearticle
Language
FieldEngineering
TopicSafety Systems Engineering in Autonomy
Canadian institutionsnot available
FundersCanada First Research Excellence Fund
KeywordsLeverage (statistics)Quality assuranceHarmTask (project management)ObstacleRisk assessment
DOInot available

Abstract

fetched live from OpenAlex

Assurance cases allow verifying the correct implementation of certain non-functional requirements of mission-critical systems, including their safety, security, and reliability. They can be used in the specification of autonomous driving, avionics, air traffic control, and similar systems. They aim to reduce risks of harm of all kinds including human mortality, environmental damage, and financial loss. However, assurance cases often tend to be organized as extensive documents spanning hundreds of pages, making their creation, review, and maintenance error-prone, time-consuming, and tedious. Therefore, there is a growing need to leverage (semi-)automated techniques, such as those powered by generative AI and large language models (LLMs), to enhance efficiency, consistency, and accuracy across the entire assurance-case lifecycle. In this paper, we focus on assurance case review, a critical task that ensures the quality of assurance cases and therefore fosters their acceptance by regulatory authorities. We propose a novel approach that leverages the \textit{LLM-as-a-judge} paradigm to automate the review process. Specifically, we propose new predicate-based rules that formalize well-established assurance case review criteria, allowing us to craft LLM prompts tailored to the review task. Our experiments on several state-of-the-art LLMs (GPT-4o, GPT-4.1, DeepSeek-R1, and Gemini 2.0 Flash) show that, while most LLMs yield relatively good review capabilities, DeepSeek-R1 and GPT-4.1 demonstrate superior performance, with DeepSeek-R1 ultimately outperforming GPT-4.1. However, our experimental results also suggest that human reviewers are still needed to refine the reviews LLMs yield.

Fetched live from OpenAlex and de-inverted. Abstracts are not stored in this database: the inverted indexes are 8.6 GB of the frame’s 9.3 GB of text, and the host has 13 GB free.

How this classification was reachedexpand

Full frame machine prediction

Teacher imitation

Not calibrated prevalence, not ground truth. Human validation pending. The Gemma side is a direct model label for every work in the frame, read from the title-only record. The Codex side is a classifier learned from the 10,348 direct Codex labels and calibrated to design-weighted sample rates; fields without enough sample support carry no Codex call. Candidate is the union of the two sides; consensus is their intersection. These outputs are machine_predicted_unvalidated and are not human labels.

metaresearch head score (Codex)0.034
metaresearch head score (Gemma)0.197
Version: metacan-v3-hybrid-931329e0061cValidation status: machine_predicted_unvalidated
Candidate categoriesnone
Consensus categoriesnone
DomainCandidate signal: none · Consensus signal: none
Study designCandidate signal: Simulation or modeling · Consensus signal: none
GenreCandidate signal: Empirical · Consensus signal: none
Teacher disagreement score0.034
Threshold uncertainty score0.178

Distilled classifier scores by category (both heads)

CategoryCodexGemma
Metaresearch0.0340.197
Meta-epidemiology (narrow)0.0010.001
Meta-epidemiology (broad)0.0010.001
Bibliometrics0.0060.002
Science and technology studies0.0020.003
Scholarly communication0.0070.009
Open science0.0040.007
Research integrity0.0030.004
Insufficient payload (model declined to judge)0.0050.005

Machine scores (provisional)

The two teacher heads of the student model, read on this work. A score orders the frame for review; it never asserts a category, and the validation status ships verbatim with every row.

Baseline scores from an immature model (maturity gate not passed, 7 training rounds). Scores rank; they never assert a category.

Opus teacher head0.033
GPT teacher head0.274
Teacher spread0.241 · how far apart the two teachers sit on this one work
Validation statusscore_only:v0-immature-baseline · verbatim from the scoring run: score_only means the number may rank works, and no category label ships from it

Classification

machine, unvalidated

Machine predicted; a candidate call from one source (direct Gemma or distilled Codex), not a consensus.

The models applied no category: nothing in the taxonomy fit this work.
Study designSimulation or modeling
Domainnot available
GenreEmpirical

How this classification was reached, model by model and score by score, is at the end of the page under "How this classification was reached".

Quick stats

Citations0
Published2025
Admission routes1
Has abstractyes

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