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Record W1977119806 · doi:10.3905/jod.2010.18.1.039

An Empirical Characteristic Function Approach to VaR Under a Mixture-of-Normal Distribution with Time-Varying Volatility

2010· article· en· W1977119806 on OpenAlexaff
Dinghai Xu, Tony S. Wirjanto

Bibliographic record

VenueThe Journal of Derivatives · 2010
Typearticle
Languageen
FieldEconomics, Econometrics and Finance
TopicFinancial Risk and Volatility Modeling
Canadian institutionsUniversity of Waterloo
Fundersnot available
KeywordsAutoregressive conditional heteroskedasticityVolatility (finance)EconometricsPortfolioValue at riskEconomicsExpected shortfallNormal distributionMixture modelDistribution (mathematics)MathematicsFinancial economicsStatisticsRisk managementFinance

Abstract

fetched live from OpenAlex

Calculation of risk measures, such as Value-at-Risk and expected shortfall, requires knowledge of the underlying asset’s or portfolio’s returns distribution. To be realistic, this must be allowed to change over time. GARCH can be a good way to model the random evolution of an asset’s volatility, but standard GARCH assumes the innovation at each time step comes from a normal distribution. The resulting conditionally Gaussian returns therefore have normal, not fat, tails. One way to fatten the tails of the returns distribution is to use a fat-tailed forcing process, such as a Student-t with a low number of degrees of freedom. An alternative approach is to model the returns process as a mixture of normals, but if the distributions that are mixed have constant parameters, the time variation in volatility disappears. In this article, Xu and Wirjanto describe how timevarying fat-tailed densities can be formed by mixing GARCH processes together. Performance comparisons against other models in calculating the tail risks for exchange rates on four currencies show that the GARCH mixture model works very well. TOPICS:Derivatives, tail risks, VAR and use of alternative risk measures of trading risk

Fetched live from OpenAlex and de-inverted. Abstracts are not stored in this database: the inverted indexes are 8.6 GB of the frame’s 9.3 GB of text, and the host has 13 GB free.

How this classification was reachedexpand

Full frame machine prediction

Teacher imitation

Not calibrated prevalence, not ground truth. Human validation pending. The Gemma side is a direct model label for every work in the frame, read from the title-only record. The Codex side is a classifier learned from the 10,348 direct Codex labels and calibrated to design-weighted sample rates; fields without enough sample support carry no Codex call. Candidate is the union of the two sides; consensus is their intersection. These outputs are machine_predicted_unvalidated and are not human labels.

metaresearch head score (Codex)0.004
metaresearch head score (Gemma)0.015
Version: metacan-v3-hybrid-931329e0061cValidation status: machine_predicted_unvalidated
Candidate categoriesnone
Consensus categoriesnone
DomainCandidate signal: none · Consensus signal: none
Study designCandidate signal: Simulation or modeling · Consensus signal: none
GenreCandidate signal: Empirical · Consensus signal: none
Teacher disagreement score0.004
Threshold uncertainty score0.020

Distilled classifier scores by category (both heads)

CategoryCodexGemma
Metaresearch0.0040.015
Meta-epidemiology (narrow)0.0010.001
Meta-epidemiology (broad)0.0010.002
Bibliometrics0.0020.002
Science and technology studies0.0000.001
Scholarly communication0.0020.004
Open science0.0020.001
Research integrity0.0020.003
Insufficient payload (model declined to judge)0.0040.001

Machine scores (provisional)

The two teacher heads of the student model, read on this work. A score orders the frame for review; it never asserts a category, and the validation status ships verbatim with every row.

Baseline scores from an immature model (maturity gate not passed, 7 training rounds). Scores rank; they never assert a category.

Opus teacher head0.028
GPT teacher head0.249
Teacher spread0.221 · how far apart the two teachers sit on this one work
Validation statusscore_only:v0-immature-baseline · verbatim from the scoring run: score_only means the number may rank works, and no category label ships from it

Classification

machine, unvalidated

Machine predicted; a candidate call from one source (direct Gemma or distilled Codex), not a consensus.

The models applied no category: nothing in the taxonomy fit this work.
Study designSimulation or modeling
Domainnot available
GenreEmpirical

How this classification was reached, model by model and score by score, is at the end of the page under "How this classification was reached".

Quick stats

Citations14
Published2010
Admission routes1
Has abstractyes

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