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Record W1998820068 · doi:10.1109/acc.2009.5159780

On stock market trading and portfolio optimization: A control systems perspective (T-2)

2009· article· en· W1998820068 on OpenAlexaff
James A. Primbs, B. Ross Barmish, Daniel E. Miller, Yuji Yamada

Bibliographic record

Venuenot available
Typearticle
Languageen
FieldEconomics, Econometrics and Finance
TopicStochastic processes and financial applications
Canadian institutionsUniversity of Waterloo
Fundersnot available
KeywordsComputer sciencePortfolioAlgorithmic tradingTrading strategyContext (archaeology)Portfolio optimizationCertificationOperations researchFinancial marketModern portfolio theoryMathematical financeControl (management)Management scienceMathematical optimizationArtificial intelligenceEconometricsFinanceEconomicsEngineeringMathematics

Abstract

fetched live from OpenAlex

The purpose of this one-day workshop is to explain how control theoretic tools and associated mathematical concepts can be used in stock and option trading. While introducing the requisite mathematical tools, the speakers will also provide a number of case studies to demonstrate application of various trading algorithms, portfolio balancing techniques and the use of both technical and fundamental analysis. The topic of back-testing of candidate trading strategies will also be discussed and we will describe and demonstrate various simulation codes. Finally, the workshop will include formulation of a number of new and exciting research problems for the control field. A number of trading concepts will be explained in the context of a basic feedback loop with the control corresponding to modulation of the amount invested as a function of time. A state space setting will be used and both stochastic and deterministic models will be considered. We will pose new research problems that are aimed at both certification of robust performance and portfolio optimization.

Fetched live from OpenAlex and de-inverted. Abstracts are not stored in this database: the inverted indexes are 8.6 GB of the frame’s 9.3 GB of text, and the host has 13 GB free.

How this classification was reachedexpand

Full frame machine prediction

Teacher imitation

Not calibrated prevalence, not ground truth. Human validation pending. The Gemma side is a direct model label for every work in the frame, read from the title-only record. The Codex side is a classifier learned from the 10,348 direct Codex labels and calibrated to design-weighted sample rates; fields without enough sample support carry no Codex call. Candidate is the union of the two sides; consensus is their intersection. These outputs are machine_predicted_unvalidated and are not human labels.

metaresearch head score (Codex)0.001
metaresearch head score (Gemma)0.002
Version: metacan-v3-hybrid-931329e0061cValidation status: machine_predicted_unvalidated
Candidate categoriesnone
Consensus categoriesnone
DomainCandidate signal: none · Consensus signal: none
Study designCandidate signal: Simulation or modeling · Consensus signal: none
GenreCandidate signal: Empirical · Consensus signal: none
Teacher disagreement score0.006
Threshold uncertainty score0.021

Distilled classifier scores by category (both heads)

CategoryCodexGemma
Metaresearch0.0010.002
Meta-epidemiology (narrow)0.0010.000
Meta-epidemiology (broad)0.0010.001
Bibliometrics0.0010.001
Science and technology studies0.0010.003
Scholarly communication0.0030.002
Open science0.0010.001
Research integrity0.0030.003
Insufficient payload (model declined to judge)0.0060.001

Machine scores (provisional)

The two teacher heads of the student model, read on this work. A score orders the frame for review; it never asserts a category, and the validation status ships verbatim with every row.

Baseline scores from an immature model (maturity gate not passed, 7 training rounds). Scores rank; they never assert a category.

Opus teacher head0.015
GPT teacher head0.214
Teacher spread0.199 · how far apart the two teachers sit on this one work
Validation statusscore_only:v0-immature-baseline · verbatim from the scoring run: score_only means the number may rank works, and no category label ships from it

Classification

machine, unvalidated

Machine predicted; a candidate call from one source (direct Gemma or distilled Codex), not a consensus.

The models applied no category: nothing in the taxonomy fit this work.
Study designSimulation or modeling
Domainnot available
GenreEmpirical

How this classification was reached, model by model and score by score, is at the end of the page under "How this classification was reached".

Quick stats

Citations1
Published2009
Admission routes1
Has abstractyes

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