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Getting Real with Real Options: A Utility–Based Approach for Finite–Time Investment in Incomplete Markets

2011· article· en· W2099601146 on OpenAlex
Matheus R. Grasselli

Why this work is in the frame

A frame that forgets how it found something cannot be audited. These are the routes that admitted this work.

affAt least one author lists a Canadian institution in the pinned OpenAlex snapshot.

Bibliographic record

VenueJournal of Business Finance &amp Accounting · 2011
Typearticle
Languageen
FieldEconomics, Econometrics and Finance
TopicCapital Investment and Risk Analysis
Canadian institutionsMcMaster University
Fundersnot available
KeywordsInvestment (military)Flexibility (engineering)Asset (computer security)EconomicsRisk aversion (psychology)Value (mathematics)MicroeconomicsFinancial marketEconometricsNet present valueIncomplete marketsActuarial scienceFinancial economicsFinanceComputer scienceExpected utility hypothesisMathematicsStatistics

Abstract

fetched live from OpenAlex

Abstract: We apply a utility–based method to obtain the value of a finite–time investment opportunity when the underlying real asset is not perfectly correlated to a traded financial asset. Using the comparison principle for the associated variational inequality, we establish several qualitative properties of the optimal investment boundary, in particular its dependence on correlation and risk aversion. We then use a discrete–time algorithm to calculate the indifference value for this type of real option and present numerical examples for the corresponding investment thresholds. We verify that even in the zero correlation case, whereby none of the risk in the project can be hedged in a financial market, the paradigm of real options can still be applied to value an investment decision, since the opportunity to invest still carries an option value above its net present value. In other words, it is time flexibility itself, more than the possibility of replication, that is the source of the extra value of an investment opportunity. This value, however, quickly erodes at higher levels of risk aversion, and even more so when the project is weakly correlated to financial markets.

Fetched live from OpenAlex and de-inverted. Abstracts are not stored in this database: the inverted indexes are 8.6 GB of the frame’s 9.3 GB of text, and the host has 13 GB free.

Full frame distilled prediction

Teacher imitation

Not calibrated prevalence, not ground truth. Human validation pending. Learned from the 10,348 direct Codex labels and 10,348 direct Gemma labels. Candidate is the union of thresholded teacher heads; consensus is their intersection. These outputs are machine_predicted_unvalidated and are not human labels or direct frontier model labels.

metaresearch head score (Codex)0.002
metaresearch head score (Gemma)0.000
Version: codex-gemma-dda1882f352aValidation status: machine_predicted_unvalidated
Candidate categoriesnone
Consensus categoriesnone
DomainCandidate signal: none · Consensus signal: none
Study designCandidate signal: Observational · Consensus signal: Observational
GenreCandidate signal: Empirical · Consensus signal: Empirical
Teacher disagreement score0.201
Threshold uncertainty score0.972

Codex and Gemma teacher scores by category

CategoryCodexGemma
Metaresearch0.0020.000
Meta-epidemiology (narrow)0.0000.000
Meta-epidemiology (broad)0.0010.000
Bibliometrics0.0010.001
Science and technology studies0.0000.000
Scholarly communication0.0000.001
Open science0.0000.000
Research integrity0.0000.000
Insufficient payload (model declined to judge)0.0000.000

Machine scores (provisional)

The two teacher heads of the student model, read on this work. A score orders the frame for review; it never asserts a category, and the validation status ships verbatim with every row.

Baseline scores from an immature model (maturity gate not passed, 7 training rounds). Scores rank; they never assert a category.

Opus teacher head0.058
GPT teacher head0.221
Teacher spread0.164 · how far apart the two teachers sit on this one work
Validation statusscore_only:v0-immature-baseline · verbatim from the scoring run: score_only means the number may rank works, and no category label ships from it