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Record W2172713254 · doi:10.19030/iber.v7i11.3305

The GARCH (1, 1) Model As A Risk Predictor For International Portfolios

2011· article· en· W2172713254 on OpenAlexaffabout
Jean-François Laplante, Jean Desrochers, Jacques Préfontaine

Bibliographic record

VenueInternational Business & Economics Research Journal (IBER) · 2011
Typearticle
Languageen
FieldEconomics, Econometrics and Finance
TopicFinancial Risk and Volatility Modeling
Canadian institutionsMinistère de l’Emploi et de la Solidarité Sociale (Québec)Université de Sherbrooke
Fundersnot available
KeywordsAutoregressive conditional heteroskedasticityEconometricsPortfolioHeteroscedasticityPortfolio optimizationVolatility (finance)Standard deviationEconomicsEWMA chartModern portfolio theoryContext (archaeology)Covariance matrixMathematicsActuarial scienceStatisticsFinancial economicsComputer scienceGeography

Abstract

fetched live from OpenAlex

This study pertains to forecasting portfolio risk using a GARCH (Generalized Autoregressive Conditional Heteroscedasticity) approach. Three models are compared to the GARCH model (1,1) i.e., random walk (RW), historical mean (HMM) and J.P. Morgans exponentially weighted moving average (EWMA). In recent years, many volatility forecasting models have been presented in the financial literature. Using the historical average of stock returns to determine the optimal portfolio is current practice in academic circles. However, we doubt the ability of this method to provide the best estimated portfolio variance. Moreover, an error in the estimated covariance matrix could result in a completely different portfolio mix. Consequently, we believe it would be relevant to examine the volatility forecasting model proposed in different studies to estimate the standard deviation of an efficient portfolio. With a view to building an efficient portfolio in an international context, we will analyze the forecasting models mentioned above. The purpose of this research is to determine whether a GARCH approach to forecasting the covariance matrix makes it possible to obtain a risk that most resembles the actual observed risk for a given return than the model traditionally used by practitioners and academic researchers. To this end, we selected six international stock indices. The study was conducted in a Canadian context and consequently, each stock index is converted into Canadian dollars. Initially, we estimate the covariance matrix for each forecasting model mentioned above. Then, we determine the proportions to invest in the portfolio and calculate the standard deviation of a minimum variance portfolio. Finally, the best model is selected based on the variances between estimated and actual risk by minimizing the root mean squared error (RMSE) for each forecasting model. Our results show that the GARCH (1,1) model is good for estimating risk in a minimum variance portfolio. As well, we find that it is statistically impossible to make a distinction between the accuracy of this model and the RW model. Lastly, our results show that based on the four statistical error measures used, the HMM is the least accurate for estimating portfolio risk. We therefore decided not to use this model and to rely instead on the GARCH approach or the RW, the simplest of all the models.

Fetched live from OpenAlex and de-inverted. Abstracts are not stored in this database: the inverted indexes are 8.6 GB of the frame’s 9.3 GB of text, and the host has 13 GB free.

How this classification was reachedexpand

Full frame distilled prediction

Teacher imitation

Not calibrated prevalence, not ground truth. Human validation pending. Learned from the 10,348 direct Codex labels and 10,348 direct Gemma labels. Candidate is the union of thresholded teacher heads; consensus is their intersection. These outputs are machine_predicted_unvalidated and are not human labels or direct frontier model labels.

metaresearch head score (Codex)0.005
metaresearch head score (Gemma)0.004
Version: codex-gemma-dda1882f352aValidation status: machine_predicted_unvalidated
Candidate categoriesnone
Consensus categoriesnone
DomainCandidate signal: none · Consensus signal: none
Study designCandidate signal: Theoretical or conceptual · Consensus signal: Theoretical or conceptual
GenreCandidate signal: Empirical · Consensus signal: Empirical
Teacher disagreement score0.348
Threshold uncertainty score0.931

Codex and Gemma teacher scores by category

CategoryCodexGemma
Metaresearch0.0050.004
Meta-epidemiology (narrow)0.0000.000
Meta-epidemiology (broad)0.0000.000
Bibliometrics0.0010.000
Science and technology studies0.0010.000
Scholarly communication0.0010.001
Open science0.0020.000
Research integrity0.0000.001
Insufficient payload (model declined to judge)0.0000.000

Machine scores (provisional)

The two teacher heads of the student model, read on this work. A score orders the frame for review; it never asserts a category, and the validation status ships verbatim with every row.

Baseline scores from an immature model (maturity gate not passed, 7 training rounds). Scores rank; they never assert a category.

Opus teacher head0.157
GPT teacher head0.336
Teacher spread0.178 · how far apart the two teachers sit on this one work
Validation statusscore_only:v0-immature-baseline · verbatim from the scoring run: score_only means the number may rank works, and no category label ships from it

Classification

machine, unvalidated

Machine predicted; a candidate call from one teacher head, not a consensus.

The models applied no category: nothing in the taxonomy fit this work.
Study designTheoretical or conceptual
Domainnot available
GenreEmpirical

How this classification was reached, model by model and score by score, is at the end of the page under "How this classification was reached".

Quick stats

Citations3
Published2011
Admission routes2
Has abstractyes

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