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Record W2185063266 · doi:10.1108/cfri-10-2016-0114

Modeling non-normality using multivariate<i>t</i>: implications for asset pricing

2017· article· en· W2185063266 on OpenAlexaff
Raymond Kan, Guofu Zhou

Bibliographic record

VenueChina Finance Review International · 2017
Typearticle
Languageen
FieldBusiness, Management and Accounting
TopicFinancial Reporting and Valuation Research
Canadian institutionsUniversity of Toronto
Fundersnot available
KeywordsMultivariate statisticsEconometricsNormalityCapital asset pricing modelAsymptotic distributionInferenceMultivariate normal distributionPortfolioComputer scienceEconomicsMathematicsStatisticsFinanceEstimator

Abstract

fetched live from OpenAlex

Purpose The purpose of this paper is to show that multivariatet-distribution assumption provides a better description of stock return data than multivariate normality assumption. Design/methodology/approach The EM algorithm is applied to solve the statistical estimation problem almost analytically, and the asymptotic theory is provided for inference. Findings The authors find that the multivariate normality assumption is almost always rejected by real stock return data, while the multivariatet-distribution assumption can often be adequate. Conclusions under normality vs undertcan be drastically different for estimating expected returns and Jensen’sαs, and for testing asset pricing models. Practical implications The results provide improved estimates of cost of capital and asset moment parameters that are useful for corporate project evaluation and portfolio management. Originality/value The authors proposed new procedures that makes it easy to use a multivariatet-distribution, which models well the data, as a simple and viable alternative in practice to examine the robustness of many existing results.

Fetched live from OpenAlex and de-inverted. Abstracts are not stored in this database: the inverted indexes are 8.6 GB of the frame’s 9.3 GB of text, and the host has 13 GB free.

How this classification was reachedexpand

Full frame machine prediction

Teacher imitation

Not calibrated prevalence, not ground truth. Human validation pending. The Gemma side is a direct model label for every work in the frame, read from the title-only record. The Codex side is a classifier learned from the 10,348 direct Codex labels and calibrated to design-weighted sample rates; fields without enough sample support carry no Codex call. Candidate is the union of the two sides; consensus is their intersection. These outputs are machine_predicted_unvalidated and are not human labels.

metaresearch head score (Codex)0.027
metaresearch head score (Gemma)0.142
Version: metacan-v3-hybrid-931329e0061cValidation status: machine_predicted_unvalidated
Candidate categoriesnone
Consensus categoriesnone
DomainCandidate signal: none · Consensus signal: none
Study designCandidate signal: Simulation or modeling · Consensus signal: none
GenreCandidate signal: Empirical · Consensus signal: none
Teacher disagreement score0.027
Threshold uncertainty score0.144

Distilled classifier scores by category (both heads)

CategoryCodexGemma
Metaresearch0.0270.142
Meta-epidemiology (narrow)0.0010.001
Meta-epidemiology (broad)0.0010.002
Bibliometrics0.0020.003
Science and technology studies0.0010.004
Scholarly communication0.0030.007
Open science0.0020.002
Research integrity0.0020.004
Insufficient payload (model declined to judge)0.0040.001

Machine scores (provisional)

The two teacher heads of the student model, read on this work. A score orders the frame for review; it never asserts a category, and the validation status ships verbatim with every row.

Baseline scores from an immature model (maturity gate not passed, 7 training rounds). Scores rank; they never assert a category.

Opus teacher head0.157
GPT teacher head0.437
Teacher spread0.280 · how far apart the two teachers sit on this one work
Validation statusscore_only:v0-immature-baseline · verbatim from the scoring run: score_only means the number may rank works, and no category label ships from it

Classification

machine, unvalidated

Machine predicted; a candidate call from one source (direct Gemma or distilled Codex), not a consensus.

The models applied no category: nothing in the taxonomy fit this work.
Study designSimulation or modeling
Domainnot available
GenreEmpirical

How this classification was reached, model by model and score by score, is at the end of the page under "How this classification was reached".

Quick stats

Citations60
Published2017
Admission routes1
Has abstractyes

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