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Record W2268611194

Deterrence, Prophylaxis and Punishment in Fiduciary Obligations

2013· article· en· W2268611194 on OpenAlexaff
Lionel Smith

Bibliographic record

Venuenot available
Typearticle
Languageen
FieldSocial Sciences
TopicLegal principles and applications
Canadian institutionsMcGill University
Fundersnot available
KeywordsFiduciaryDutyPrudenceLaw and economicsProfit (economics)WrongdoingFunction (biology)EconomicsLawPolitical scienceMicroeconomics
DOInot available

Abstract

fetched live from OpenAlex

The most prominent features of the landscape of fiduciary law are the no-conflict and no-profit rules. This paper aims to clarify the differences between existing accounts of these rules, and to propose my own argument for their justification. It first distinguishes between arguments that they have a deterrent function, and arguments that they have a prophylactic function. It goes on to argue that it is untenable, for two distinct reasons, to argue that these fiduciary norms have a deterrent function. By contrast, the paper argues that the no-conflict rules have a prophylactic function; they exist as a precaution against the exercise of duty-bound judgment in situations where improper influences may have unknown effects. It concludes by arguing that the no-profit rule has a different function: it is not a response to any kind of wrongdoing, but is a primary rule of attribution, that allocates profits and other benefits to the beneficiary at the moment they are acquired. This explains the otherwise puzzling features of the case law in this field. Moreover, these accounts of the no-conflict rules and the no-profit rule avoid all of the difficulties that beset deterrent accounts.

Fetched live from OpenAlex and de-inverted. Abstracts are not stored in this database: the inverted indexes are 8.6 GB of the frame’s 9.3 GB of text, and the host has 13 GB free.

How this classification was reachedexpand

Full frame distilled prediction

Teacher imitation

Not calibrated prevalence, not ground truth. Human validation pending. Learned from the 10,348 direct Codex labels and 10,348 direct Gemma labels. Candidate is the union of thresholded teacher heads; consensus is their intersection. These outputs are machine_predicted_unvalidated and are not human labels or direct frontier model labels.

metaresearch head score (Codex)0.000
metaresearch head score (Gemma)0.000
Version: codex-gemma-dda1882f352aValidation status: machine_predicted_unvalidated
Candidate categoriesnone
Consensus categoriesnone
DomainCandidate signal: none · Consensus signal: none
Study designCandidate signal: Theoretical or conceptual · Consensus signal: none
GenreCandidate signal: Empirical · Consensus signal: Empirical
Teacher disagreement score0.700
Threshold uncertainty score0.991

Codex and Gemma teacher scores by category

CategoryCodexGemma
Metaresearch0.0000.000
Meta-epidemiology (narrow)0.0000.000
Meta-epidemiology (broad)0.0000.000
Bibliometrics0.0000.000
Science and technology studies0.0000.000
Scholarly communication0.0000.000
Open science0.0000.000
Research integrity0.0000.000
Insufficient payload (model declined to judge)0.0000.000

Machine scores (provisional)

The two teacher heads of the student model, read on this work. A score orders the frame for review; it never asserts a category, and the validation status ships verbatim with every row.

Baseline scores from an immature model (maturity gate not passed, 7 training rounds). Scores rank; they never assert a category.

Opus teacher head0.011
GPT teacher head0.281
Teacher spread0.269 · how far apart the two teachers sit on this one work
Validation statusscore_only:v0-immature-baseline · verbatim from the scoring run: score_only means the number may rank works, and no category label ships from it

Classification

machine, unvalidated

Machine predicted; a candidate call from one teacher head, not a consensus.

The models applied no category: nothing in the taxonomy fit this work.
Study designTheoretical or conceptual
Domainnot available
GenreEmpirical

How this classification was reached, model by model and score by score, is at the end of the page under "How this classification was reached".

Quick stats

Citations7
Published2013
Admission routes1
Has abstractyes

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