MétaCan
Menu
Back to cohort
Record W2273750038

Governments to the Rescue: ASIC Takes the Reins of the Stock Markets

2010· article· en· W2273750038 on OpenAlexaff
Janet Austin

Bibliographic record

VenueSSRN Electronic Journal · 2010
Typearticle
Languageen
FieldEconomics, Econometrics and Finance
TopicGlobal Financial Regulation and Crises
Canadian institutionsUniversity of New Brunswick
Fundersnot available
KeywordsBusinessEnforcementCommissionMarket manipulationStock marketStock (firearms)Stock exchangeFinancial marketFinanceLawEngineering
DOInot available

Abstract

fetched live from OpenAlex

Over the last 20 years stock markets worldwide have changed dramatically and the Australian Securities Exchange (ASX) is no exception. First there was the wave of demutualizations when many stock markets, including the ASX, transformed themselves into public companies. Following these restructures many market operators hived off their surveillance and enforcement functions into organisations independent of the company operating the market. Existing market operators have started to move beyond their geographical boundaries and are becoming global conglomerates. New trading venues continue to appear. In Australia whilst there is only one dominant market operator, the ASX, this is likely to change soon. However despite these fundamental changes to the landscape, ultimately the job of protecting the integrity of the markets and the enforcement of serious market abuse offences still falls primarily on nationally based securities regulators, such as the Australian Securities and Investments Commission (ASIC). In fact ASIC’s grip on the markets has recently increased. From 1 August 2010 ASIC assumed responsibility of the supervision of brokers well as the surveillance of trading on the ASX, existing smaller markets as well as any new trading venues which may emerge. This article will consider the impact of these changes and consider the challenges that will face ASIC in maintaining the integrity of the markets as it attempts to bring them firmly under its control.

Fetched live from OpenAlex and de-inverted. Abstracts are not stored in this database: the inverted indexes are 8.6 GB of the frame’s 9.3 GB of text, and the host has 13 GB free.

How this classification was reachedexpand

Full frame machine prediction

Teacher imitation

Not calibrated prevalence, not ground truth. Human validation pending. The Gemma side is a direct model label for every work in the frame, read from the title-only record. The Codex side is a classifier learned from the 10,348 direct Codex labels and calibrated to design-weighted sample rates; fields without enough sample support carry no Codex call. Candidate is the union of the two sides; consensus is their intersection. These outputs are machine_predicted_unvalidated and are not human labels.

metaresearch head score (Codex)0.006
metaresearch head score (Gemma)0.020
Version: metacan-v3-hybrid-931329e0061cValidation status: machine_predicted_unvalidated
Candidate categoriesnone
Consensus categoriesnone
DomainCandidate signal: none · Consensus signal: none
Study designCandidate signal: Not applicable · Consensus signal: none
GenreCandidate signal: Empirical · Consensus signal: none
Teacher disagreement score0.065
Threshold uncertainty score0.130

Distilled classifier scores by category (both heads)

CategoryCodexGemma
Metaresearch0.0060.020
Meta-epidemiology (narrow)0.0000.000
Meta-epidemiology (broad)0.0010.000
Bibliometrics0.0010.002
Science and technology studies0.0060.010
Scholarly communication0.0120.006
Open science0.0010.006
Research integrity0.0080.013
Insufficient payload (model declined to judge)0.0080.002

Machine scores (provisional)

The two teacher heads of the student model, read on this work. A score orders the frame for review; it never asserts a category, and the validation status ships verbatim with every row.

Baseline scores from an immature model (maturity gate not passed, 7 training rounds). Scores rank; they never assert a category.

Opus teacher head0.010
GPT teacher head0.207
Teacher spread0.197 · how far apart the two teachers sit on this one work
Validation statusscore_only:v0-immature-baseline · verbatim from the scoring run: score_only means the number may rank works, and no category label ships from it

Classification

machine, unvalidated

Machine predicted; a candidate call from one source (direct Gemma or distilled Codex), not a consensus.

The models applied no category: nothing in the taxonomy fit this work.
Study designNot applicable
Domainnot available
GenreEmpirical

How this classification was reached, model by model and score by score, is at the end of the page under "How this classification was reached".

Quick stats

Citations5
Published2010
Admission routes1
Has abstractyes

Explore more

Same venueSSRN Electronic JournalSame topicGlobal Financial Regulation and CrisesFrench-language works237,207