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Record W2275900140

Financial Regulatory Disclosure: Embracing New Communications Channels

2011· article· en· W2275900140 on OpenAlexaffabout
Neil Mohindra

Bibliographic record

VenueSSRN Electronic Journal · 2011
Typearticle
Languageen
FieldEconomics, Econometrics and Finance
TopicCommunity Development and Social Impact
Canadian institutionsFraser Institute
Fundersnot available
KeywordsFlexibility (engineering)BusinessDatabase transactionFinanceAccountingComputer scienceEconomicsManagementDatabase
DOInot available

Abstract

fetched live from OpenAlex

Canadian financial regulators have introduced a new disclosure document for mutual and segregated funds called “Fund Facts.” The document is intended to provide investors with information in a simple, accessible, and comparable format.However, the disclosure regime for Fund Facts is too prescriptive, particularly in its format requirements, as it is designed in a size best suited for a paper document. But people are shifting away from paper documents and now frequently digest information using new communications channels, namely, mobile devices such as smart phones.Canadian securities regulators have signaled their intent to develop rules requiring the Fund Facts documents to be delivered before or when a transaction takes place between an investor and an advisor, despite the potential for disrupting transactions that may be in the investor’s interest. A better approach would be to create the conditions in which technology and market forces will move the industry standard towards this objective in a competitive environment. This can be done by introducing more flexibility into the formats the industry can use to present the information that must be disclosed. Building more flexibility into this regulation allows for the integration of financial literacy into mandated disclosure.

Fetched live from OpenAlex and de-inverted. Abstracts are not stored in this database: the inverted indexes are 8.6 GB of the frame’s 9.3 GB of text, and the host has 13 GB free.

How this classification was reachedexpand

Full frame distilled prediction

Teacher imitation

Not calibrated prevalence, not ground truth. Human validation pending. Learned from the 10,348 direct Codex labels and 10,348 direct Gemma labels. Candidate is the union of thresholded teacher heads; consensus is their intersection. These outputs are machine_predicted_unvalidated and are not human labels or direct frontier model labels.

metaresearch head score (Codex)0.002
metaresearch head score (Gemma)0.000
Version: codex-gemma-dda1882f352aValidation status: machine_predicted_unvalidated
Candidate categoriesnone
Consensus categoriesnone
DomainCandidate signal: none · Consensus signal: none
Study designCandidate signal: Theoretical or conceptual · Consensus signal: Theoretical or conceptual
GenreCandidate signal: Empirical · Consensus signal: Empirical
Teacher disagreement score0.163
Threshold uncertainty score0.667

Codex and Gemma teacher scores by category

CategoryCodexGemma
Metaresearch0.0020.000
Meta-epidemiology (narrow)0.0000.000
Meta-epidemiology (broad)0.0000.000
Bibliometrics0.0000.000
Science and technology studies0.0010.000
Scholarly communication0.0000.000
Open science0.0010.000
Research integrity0.0000.002
Insufficient payload (model declined to judge)0.0000.000

Machine scores (provisional)

The two teacher heads of the student model, read on this work. A score orders the frame for review; it never asserts a category, and the validation status ships verbatim with every row.

Baseline scores from an immature model (maturity gate not passed, 7 training rounds). Scores rank; they never assert a category.

Opus teacher head0.063
GPT teacher head0.240
Teacher spread0.177 · how far apart the two teachers sit on this one work
Validation statusscore_only:v0-immature-baseline · verbatim from the scoring run: score_only means the number may rank works, and no category label ships from it

Classification

machine, unvalidated

Machine predicted; a candidate call from one teacher head, not a consensus.

The models applied no category: nothing in the taxonomy fit this work.
Study designTheoretical or conceptual
Domainnot available
GenreEmpirical

How this classification was reached, model by model and score by score, is at the end of the page under "How this classification was reached".

Quick stats

Citations0
Published2011
Admission routes2
Has abstractyes

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