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Record W2506490916 · doi:10.12735/jfe.v4n2p46

A Comparative Study with Quantile Regression and Back Propagation Neural Network for Credit Rating

2016· article· en· W2506490916 on OpenAlexvenueno aff
Shin‐Yun Wang, He-Shun Syu

Bibliographic record

VenueJournal of Finance & Economics · 2016
Typearticle
Languageen
FieldBusiness, Management and Accounting
TopicFinancial Distress and Bankruptcy Prediction
Canadian institutionsnot available
Fundersnot available
KeywordsQuantile regressionEconometricsArtificial neural networkRanking (information retrieval)QuantileSample (material)BankruptcyStock exchangeActuarial scienceBusinessEconomicsStatisticsComputer scienceArtificial intelligenceFinanceMathematics

Abstract

fetched live from OpenAlex

In this study, we use the quantile regression and the back propagation neural network to construct a credit rating model for companies listed in Taiwan Stock Exchange and Over-The-Counter. The data we use is from 1997 to 2013 in Taiwan. The data in the period from 1997 to 2005 is in sample and the data in the period from 2006 to 2013 is out of sample. TCRI established by TEJ is used as a dependent variable to analyze the relationship between 12 financial ratios and credit rating. Our results show that the average forecasting correction rate based on the propagation neural network, which is about 70%, is higher than that based on the quantile regression, which is about 60%. However, investors and financial institution are mainly concerned about the companies facing bankruptcy so they are more interested in which companies bear higher risk. In this case, the quantile regression can provide higher forecasting correction rate for low-credit-ranking companies, which is about 80%, than that provided by the back propagation neural network, which is about 55%.

Fetched live from OpenAlex and de-inverted. Abstracts are not stored in this database: the inverted indexes are 8.6 GB of the frame’s 9.3 GB of text, and the host has 13 GB free.

How this classification was reachedexpand

Full frame machine prediction

Teacher imitation

Not calibrated prevalence, not ground truth. Human validation pending. The Gemma side is a direct model label for every work in the frame, read from the title-only record. The Codex side is a classifier learned from the 10,348 direct Codex labels and calibrated to design-weighted sample rates; fields without enough sample support carry no Codex call. Candidate is the union of the two sides; consensus is their intersection. These outputs are machine_predicted_unvalidated and are not human labels.

metaresearch head score (Codex)0.005
metaresearch head score (Gemma)0.019
Version: metacan-v3-hybrid-931329e0061cValidation status: machine_predicted_unvalidated
Candidate categoriesnone
Consensus categoriesnone
DomainCandidate signal: none · Consensus signal: none
Study designCandidate signal: Simulation or modeling · Consensus signal: Simulation or modeling
GenreCandidate signal: Empirical · Consensus signal: Empirical
Teacher disagreement score0.022
Threshold uncertainty score0.044

Distilled classifier scores by category (both heads)

CategoryCodexGemma
Metaresearch0.0050.019
Meta-epidemiology (narrow)0.0010.000
Meta-epidemiology (broad)0.0010.001
Bibliometrics0.0020.002
Science and technology studies0.0000.000
Scholarly communication0.0010.003
Open science0.0010.001
Research integrity0.0010.001
Insufficient payload (model declined to judge)0.0010.000

Machine scores (provisional)

The two teacher heads of the student model, read on this work. A score orders the frame for review; it never asserts a category, and the validation status ships verbatim with every row.

Baseline scores from an immature model (maturity gate not passed, 7 training rounds). Scores rank; they never assert a category.

Opus teacher head0.026
GPT teacher head0.243
Teacher spread0.217 · how far apart the two teachers sit on this one work
Validation statusscore_only:v0-immature-baseline · verbatim from the scoring run: score_only means the number may rank works, and no category label ships from it

Classification

machine, unvalidated

Machine predicted; a candidate call from one source (direct Gemma or distilled Codex), not a consensus.

The models applied no category: nothing in the taxonomy fit this work.
Study designSimulation or modeling
Domainnot available
GenreEmpirical

How this classification was reached, model by model and score by score, is at the end of the page under "How this classification was reached".

Quick stats

Citations8
Published2016
Admission routes1
Has abstractyes

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