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Record W2784603855 · doi:10.1214/20-aap1634

Ergodic robust maximization of asymptotic growth

2021· preprint· en· W2784603855 on OpenAlex

Why this work is in the frame

A frame that forgets how it found something cannot be audited. These are the routes that admitted this work.

affAt least one author lists a Canadian institution in the pinned OpenAlex snapshot.

Bibliographic record

VenueThe Annals of Applied Probability · 2021
Typepreprint
Languageen
FieldEconomics, Econometrics and Finance
TopicStochastic processes and financial applications
Canadian institutionsQuest University Canada
FundersFP7 People: Marie-Curie ActionsNational Science Foundation
KeywordsEconometricsMaximizationErgodic theoryTrading strategyEconomicsMarket capitalizationCovarianceUtility maximizationMathematicsMathematical economicsMathematical optimizationStock marketStatistics

Abstract

fetched live from OpenAlex

We consider the problem of robustly maximizing the growth rate of investor wealth in the presence of model uncertainty. Possible models are all those under which the assets’ region E and instantaneous covariation c are known, and where the assets are stable with an exogenously given limiting density p, in that their occupancy time measures converge to a law governed by p. This latter assumption is motivated by the observed stability of ranked relative market capitalizations for equity markets. We seek to identify the robust optimal growth rate, as well as a trading strategy which achieves this rate in all models. Under minimal assumptions upon (E,c,p), which in particular allow for an arbitrary number of assets, we identify the robust growth rate with the Donsker–Varadhan rate function from occupancy time large deviations theory. We also explicitly obtain the optimal trading strategy. We apply our results to the case of drift uncertainty for ranked relative market capitalizations. Here, assuming regularity under symmetrization for the covariance and limiting density of the ranked capitalizations, we explicitly identify the robust optimal trading strategy.

Fetched live from OpenAlex and de-inverted. Abstracts are not stored in this database: the inverted indexes are 8.6 GB of the frame’s 9.3 GB of text, and the host has 13 GB free.

Full frame distilled prediction

Teacher imitation

Not calibrated prevalence, not ground truth. Human validation pending. Learned from the 10,348 direct Codex labels and 10,348 direct Gemma labels. Candidate is the union of thresholded teacher heads; consensus is their intersection. These outputs are machine_predicted_unvalidated and are not human labels or direct frontier model labels.

metaresearch head score (Codex)0.001
metaresearch head score (Gemma)0.000
Version: codex-gemma-dda1882f352aValidation status: machine_predicted_unvalidated
Candidate categoriesnone
Consensus categoriesnone
DomainCandidate signal: none · Consensus signal: none
Study designCandidate signal: Theoretical or conceptual · Consensus signal: Theoretical or conceptual
GenreCandidate signal: Empirical · Consensus signal: none
Teacher disagreement score0.795
Threshold uncertainty score0.923

Codex and Gemma teacher scores by category

CategoryCodexGemma
Metaresearch0.0010.000
Meta-epidemiology (narrow)0.0000.000
Meta-epidemiology (broad)0.0010.000
Bibliometrics0.0000.000
Science and technology studies0.0000.000
Scholarly communication0.0000.000
Open science0.0010.001
Research integrity0.0000.000
Insufficient payload (model declined to judge)0.0000.000

Machine scores (provisional)

The two teacher heads of the student model, read on this work. A score orders the frame for review; it never asserts a category, and the validation status ships verbatim with every row.

Baseline scores from an immature model (maturity gate not passed, 7 training rounds). Scores rank; they never assert a category.

Opus teacher head0.112
GPT teacher head0.258
Teacher spread0.146 · how far apart the two teachers sit on this one work
Validation statusscore_only:v0-immature-baseline · verbatim from the scoring run: score_only means the number may rank works, and no category label ships from it