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Record W2963241005 · doi:10.1145/3322640.3326711

A Reliable and Accurate Multiple Choice Question Answering System for Due Diligence

2019· article· en· W2963241005 on OpenAlexaff
Radha Chitta, Alexander K. Hudek

Bibliographic record

Venuenot available
Typearticle
Languageen
FieldComputer Science
TopicTopic Modeling
Canadian institutionsCisco Systems (Canada)
Fundersnot available
KeywordsQuestion answeringComputer scienceDue diligenceScarcityArtificial intelligenceClassifier (UML)Task (project management)Machine learningOversamplingBandwidth (computing)Finance

Abstract

fetched live from OpenAlex

The problem of answering multiple choice questions, based on the content of documents has been studied extensively in the machine learning literature. We pose the due diligence problem, where lawyers study legal contracts and assess the risk in potential mergers and acquisitions, as a multiple choice question answering problem, based on the text of the contract. Existing frameworks for question answering are not suitable for this task, due to the inherent scarcity and imbalance in the legal contract data available for training. We propose a question answering system which first identifies the excerpt in the contract which potentially contains the answer to a given question, and then builds a multi-class classifier to choose the answer to the question, based on the content of this excerpt. Unlike existing question answering systems, the proposed system explicitly handles the imbalance in the data, by generating synthetic instances of the minority answer categories, using the Synthetic Minority Oversampling Technique. This ensures that the number of instances in all the classes are roughly equal to each other, thus leading to more accurate and reliable classification. We demonstrate that the proposed question answering system outperforms the existing systems with minimal amount of training data.

Fetched live from OpenAlex and de-inverted. Abstracts are not stored in this database: the inverted indexes are 8.6 GB of the frame’s 9.3 GB of text, and the host has 13 GB free.

How this classification was reachedexpand

Full frame distilled prediction

Teacher imitation

Not calibrated prevalence, not ground truth. Human validation pending. Learned from the 10,348 direct Codex labels and 10,348 direct Gemma labels. Candidate is the union of thresholded teacher heads; consensus is their intersection. These outputs are machine_predicted_unvalidated and are not human labels or direct frontier model labels.

metaresearch head score (Codex)0.000
metaresearch head score (Gemma)0.000
Version: codex-gemma-dda1882f352aValidation status: machine_predicted_unvalidated
Candidate categoriesnone
Consensus categoriesnone
DomainCandidate signal: none · Consensus signal: none
Study designCandidate signal: Simulation or modeling · Consensus signal: none
GenreCandidate signal: Empirical · Consensus signal: none
Teacher disagreement score0.908
Threshold uncertainty score0.268

Codex and Gemma teacher scores by category

CategoryCodexGemma
Metaresearch0.0000.000
Meta-epidemiology (narrow)0.0000.000
Meta-epidemiology (broad)0.0000.000
Bibliometrics0.0000.000
Science and technology studies0.0000.000
Scholarly communication0.0000.001
Open science0.0000.000
Research integrity0.0000.000
Insufficient payload (model declined to judge)0.0000.000

Machine scores (provisional)

The two teacher heads of the student model, read on this work. A score orders the frame for review; it never asserts a category, and the validation status ships verbatim with every row.

Baseline scores from an immature model (maturity gate not passed, 7 training rounds). Scores rank; they never assert a category.

Opus teacher head0.021
GPT teacher head0.258
Teacher spread0.236 · how far apart the two teachers sit on this one work
Validation statusscore_only:v0-immature-baseline · verbatim from the scoring run: score_only means the number may rank works, and no category label ships from it

Classification

machine, unvalidated

Machine predicted; a candidate call from one teacher head, not a consensus.

The models applied no category: nothing in the taxonomy fit this work.
Study designSimulation or modeling
Domainnot available
GenreEmpirical

How this classification was reached, model by model and score by score, is at the end of the page under "How this classification was reached".

Quick stats

Citations4
Published2019
Admission routes1
Has abstractyes

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