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Record W2971623841 · doi:10.11575/prism/36945

Option Pricing Using Neural Networks

2019· dissertation· en· W2971623841 on OpenAlexfundno aff
Danfeng Que

Bibliographic record

VenueOpen MIND · 2019
Typedissertation
Languageen
FieldDecision Sciences
TopicStock Market Forecasting Methods
Canadian institutionsnot available
FundersCanadian Imperial Bank of Commerce
KeywordsArtificial neural networkComputer scienceData scienceArtificial intelligence

Abstract

fetched live from OpenAlex

Due to the properties of large transaction volumes, high innovation and positive promotion to the financial market development, options play an essential role. However, the flexible design of options leads to complicated pricing, which makes accurate option pricing a challenging task for a long time. In this paper, two types of neural networks - feed-forward networks such as the radial basis function (RBF), multilayer perceptron (MLP), Modular network and a recurrent deep learning network Long short-term memory (LSTM) - and three stochastic process pricing models (Black-Scholes-Merton model, Heston stochastic volatility model and Merton Jump-diffusion model) are proposed so as to predict European call option prices. Firstly, it generates simulated option prices data from three stochastic process models to test the effectiveness and approximation ability of the neural networks. Secondly, effective factors such as moneyness, time to maturity and greeks via the Black-Scholes-Merton formula are used as input variables for neural networks. Historical data of S&P 500 European option prices empirically analyzes validity and stability of the neural networks. The performance measures R2, statistical error of the root mean square error (RMSE), mean absolute error (MAE), and mean absolute percentage error (MAPE) are used to evaluate the performance of two types of pricing models. It shows that the MLP network with two hidden layers performs best. In addition, neural networks do outperform the pricing ability of stochastic process pricing models.

Fetched live from OpenAlex and de-inverted. Abstracts are not stored in this database: the inverted indexes are 8.6 GB of the frame’s 9.3 GB of text, and the host has 13 GB free.

How this classification was reachedexpand

Full frame distilled prediction

Teacher imitation

Not calibrated prevalence, not ground truth. Human validation pending. Learned from the 10,348 direct Codex labels and 10,348 direct Gemma labels. Candidate is the union of thresholded teacher heads; consensus is their intersection. These outputs are machine_predicted_unvalidated and are not human labels or direct frontier model labels.

metaresearch head score (Codex)0.007
metaresearch head score (Gemma)0.004
Version: codex-gemma-dda1882f352aValidation status: machine_predicted_unvalidated
Candidate categoriesMeta-epidemiology (narrow), Scholarly communication, Insufficient payload (model declined to judge)
Consensus categoriesnone
DomainCandidate signal: none · Consensus signal: none
Study designCandidate signal: Simulation or modeling · Consensus signal: none
GenreCandidate signal: Empirical · Consensus signal: Empirical
Teacher disagreement score0.964
Threshold uncertainty score1.000

Codex and Gemma teacher scores by category

CategoryCodexGemma
Metaresearch0.0070.004
Meta-epidemiology (narrow)0.0000.000
Meta-epidemiology (broad)0.0010.000
Bibliometrics0.0000.001
Science and technology studies0.0000.000
Scholarly communication0.0020.001
Open science0.0020.000
Research integrity0.0000.000
Insufficient payload (model declined to judge)0.0030.000

Machine scores (provisional)

The two teacher heads of the student model, read on this work. A score orders the frame for review; it never asserts a category, and the validation status ships verbatim with every row.

Baseline scores from an immature model (maturity gate not passed, 7 training rounds). Scores rank; they never assert a category.

Opus teacher head0.256
GPT teacher head0.491
Teacher spread0.235 · how far apart the two teachers sit on this one work
Validation statusscore_only:v0-immature-baseline · verbatim from the scoring run: score_only means the number may rank works, and no category label ships from it

Classification

machine, unvalidated

Machine predicted; a candidate call from one teacher head, not a consensus.

Study designSimulation or modeling
Domainnot available
GenreEmpirical

How this classification was reached, model by model and score by score, is at the end of the page under "How this classification was reached".

Quick stats

Citations0
Published2019
Admission routes1
Has abstractyes

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