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Record W3024403117 · doi:10.1093/epolic/eiz009

Academic salaries and public evaluation of university research: Evidence from the UK Research Excellence Framework

2019· article· en· W3024403117 on OpenAlexfundno aff
Gianni De Fraja, Giovanni Facchini, John Gathergood

Bibliographic record

VenueEconomic Policy · 2019
Typearticle
Languageen
FieldEconomics, Econometrics and Finance
TopicOccupational and Professional Licensing Regulation
Canadian institutionsnot available
FundersLondon Metropolitan UniversityLiverpool John Moores UniversityUniversity of SurreyCardiff Metropolitan UniversityUlster UniversityQueen's UniversityUniversity of HertfordshireLondon South Bank UniversityUniversity of BristolLoughborough UniversityUniversity of GlasgowUniversity of ReadingUniversity of RoehamptonKing's College LondonImperial College LondonUniversity of OxfordCoventry UniversityUniversity of WarwickUniversity of St AndrewsUniversity of East AngliaQueen Mary University of LondonTrent UniversityCanterbury Christ Church UniversityUniversity of SussexBath Spa UniversityAnglia Ruskin UniversityUniversity of EssexUniversity of BedfordshireKingston UniversityUniversity of ChesterRobert Gordon UniversityUniversity of ExeterOxford Brookes UniversityUniversity of WolverhamptonLondon School of Economics and Political ScienceMiddlesex UniversityDurham UniversityAbertay UniversityUniversity of GloucestershireManchester Metropolitan UniversityUniversity College LondonUniversity of SouthamptonNottingham Trent UniversityBucks New UniversityLiverpool Hope UniversityFalmouth UniversityUniversity of WorcesterUniversity of West LondonUniversity of NorthamptonUniversity of ChichesterTeesside UniversityDe Montfort UniversityUniversity of PortsmouthUniversity of LeicesterHarper Adams UniversityCardiff UniversityEdge Hill UniversitySheffield Hallam UniversityUniversity of WinchesterBirmingham City UniversityBournemouth UniversityUniversity of LeedsUniversity of BathLeeds Beckett University
KeywordsSalaryExcellenceIncentiveGovernment (linguistics)Pay for performancePerformance-related payEmpirical researchEconomicsBusinessPolitical scienceMicroeconomicsStatistics

Abstract

fetched live from OpenAlex

SUMMARY We study the effects of public evaluation of university research on the pay structures of academic departments. A simple equilibrium model of university pay determination shows how the pay–performance relationship can be explained by the incentives inherent in the research evaluation process. We then analyse the pay–performance relationship using data on the salary of all UK university full professors, matched to the performance of their departments from the 2014 UK government evaluation of research, the Research Excellence Framework (REF). A cross sectional empirical analysis shows that both average pay level and pay inequality in a department are positively related to performance. It also shows that the pay–performance relationship is driven by a feature of the research evaluation that allows academics to transfer the affiliation of published research across universities. To assess the effect of the REF on pay structure, we take advantage of the time dimension of our data and of inherent uncertainty in the evaluation of the performance of academic departments generated by the rules of the exercise. Our results indicate that higher achieving departments benefit from increased subsequent hiring and higher professorial salaries with the salary benefits of REF performance concentrated among the highest paid professors.

Fetched live from OpenAlex and de-inverted. Abstracts are not stored in this database: the inverted indexes are 8.6 GB of the frame’s 9.3 GB of text, and the host has 13 GB free.

How this classification was reachedexpand

Full frame machine prediction

Teacher imitation

Not calibrated prevalence, not ground truth. Human validation pending. The Gemma side is a direct model label for every work in the frame, read from the title-only record. The Codex side is a classifier learned from the 10,348 direct Codex labels and calibrated to design-weighted sample rates; fields without enough sample support carry no Codex call. Candidate is the union of the two sides; consensus is their intersection. These outputs are machine_predicted_unvalidated and are not human labels.

metaresearch head score (Codex)0.027
metaresearch head score (Gemma)0.145
Version: metacan-v3-hybrid-931329e0061cValidation status: machine_predicted_unvalidated
Candidate categoriesMetaresearch
Consensus categoriesnone
DomainCandidate signal: Incentives · Consensus signal: none
Study designCandidate signal: Observational · Consensus signal: Observational
GenreCandidate signal: Empirical · Consensus signal: Empirical
Teacher disagreement score0.973
Threshold uncertainty score0.145

Distilled classifier scores by category (both heads)

CategoryCodexGemma
Metaresearch0.0270.145
Meta-epidemiology (narrow)0.0000.000
Meta-epidemiology (broad)0.0010.001
Bibliometrics0.0030.003
Science and technology studies0.0010.004
Scholarly communication0.0050.003
Open science0.0010.005
Research integrity0.0010.002
Insufficient payload (model declined to judge)0.0060.001

Machine scores (provisional)

The two teacher heads of the student model, read on this work. A score orders the frame for review; it never asserts a category, and the validation status ships verbatim with every row.

Baseline scores from an immature model (maturity gate not passed, 7 training rounds). Scores rank; they never assert a category.

Opus teacher head0.400
GPT teacher head0.429
Teacher spread0.030 · how far apart the two teachers sit on this one work
Validation statusscore_only:v0-immature-baseline · verbatim from the scoring run: score_only means the number may rank works, and no category label ships from it

Classification

machine, unvalidated

Machine predicted; a candidate call from one source (direct Gemma or distilled Codex), not a consensus.

Study designObservational
DomainIncentives
GenreEmpirical

How this classification was reached, model by model and score by score, is at the end of the page under "How this classification was reached".

Quick stats

Citations28
Published2019
Admission routes1
Has abstractyes

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