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Record W3117829624 · doi:10.48550/arxiv.2012.09936

Named Entity Recognition in the Legal Domain using a Pointer Generator Network

2020· preprint· en· W3117829624 on OpenAlex
Stavroula Skylaki, Ali Oskooei, Omar Bari, Nadja Herger, Zac Kriegman

Why this work is in the frame

A frame that forgets how it found something cannot be audited. These are the routes that admitted this work.

affAt least one author lists a Canadian institution in the pinned OpenAlex snapshot.

Bibliographic record

VenuearXiv (Cornell University) · 2020
Typepreprint
Languageen
FieldComputer Science
TopicTopic Modeling
Canadian institutionsThomson Reuters (Canada)
Fundersnot available
KeywordsNamed-entity recognitionComputer sciencePointer (user interface)Security tokenNatural language processingTask (project management)Artificial intelligenceAnnotationInformation retrievalComputer security

Abstract

fetched live from OpenAlex

Named Entity Recognition (NER) is the task of identifying and classifying named entities in unstructured text. In the legal domain, named entities of interest may include the case parties, judges, names of courts, case numbers, references to laws etc. We study the problem of legal NER with noisy text extracted from PDF files of filed court cases from US courts. The "gold standard" training data for NER systems provide annotation for each token of the text with the corresponding entity or non-entity label. We work with only partially complete training data, which differ from the gold standard NER data in that the exact location of the entities in the text is unknown and the entities may contain typos and/or OCR mistakes. To overcome the challenges of our noisy training data, e.g. text extraction errors and/or typos and unknown label indices, we formulate the NER task as a text-to-text sequence generation task and train a pointer generator network to generate the entities in the document rather than label them. We show that the pointer generator can be effective for NER in the absence of gold standard data and outperforms the common NER neural network architectures in long legal documents.

Fetched live from OpenAlex and de-inverted. Abstracts are not stored in this database: the inverted indexes are 8.6 GB of the frame’s 9.3 GB of text, and the host has 13 GB free.

Full frame distilled prediction

Teacher imitation

Not calibrated prevalence, not ground truth. Human validation pending. Learned from the 10,348 direct Codex labels and 10,348 direct Gemma labels. Candidate is the union of thresholded teacher heads; consensus is their intersection. These outputs are machine_predicted_unvalidated and are not human labels or direct frontier model labels.

metaresearch head score (Codex)0.000
metaresearch head score (Gemma)0.000
Version: codex-gemma-dda1882f352aValidation status: machine_predicted_unvalidated
Candidate categoriesnone
Consensus categoriesnone
DomainCandidate signal: none · Consensus signal: none
Study designCandidate signal: Simulation or modeling · Consensus signal: Simulation or modeling
GenreCandidate signal: Empirical · Consensus signal: none
Teacher disagreement score0.527
Threshold uncertainty score0.902

Codex and Gemma teacher scores by category

CategoryCodexGemma
Metaresearch0.0000.000
Meta-epidemiology (narrow)0.0000.000
Meta-epidemiology (broad)0.0000.000
Bibliometrics0.0000.001
Science and technology studies0.0000.000
Scholarly communication0.0000.000
Open science0.0020.001
Research integrity0.0000.001
Insufficient payload (model declined to judge)0.0000.000

Machine scores (provisional)

The two teacher heads of the student model, read on this work. A score orders the frame for review; it never asserts a category, and the validation status ships verbatim with every row.

Baseline scores from an immature model (maturity gate not passed, 7 training rounds). Scores rank; they never assert a category.

Opus teacher head0.129
GPT teacher head0.198
Teacher spread0.068 · how far apart the two teachers sit on this one work
Validation statusscore_only:v0-immature-baseline · verbatim from the scoring run: score_only means the number may rank works, and no category label ships from it