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Record W3190138084 · doi:10.1093/jssam/smab022

A Model-Assisted Approach for Finding Coding Errors in Manual Coding of Open-Ended Questions

2021· article· en· W3190138084 on OpenAlex
Zhoushanyue He, Matthias Schonlau

Why this work is in the frame

A frame that forgets how it found something cannot be audited. These are the routes that admitted this work.

affAt least one author lists a Canadian institution in the pinned OpenAlex snapshot.

Bibliographic record

VenueJournal of Survey Statistics and Methodology · 2021
Typearticle
Languageen
FieldDecision Sciences
TopicReliability and Agreement in Measurement
Canadian institutionsActuaUniversity of WaterlooRoche (Canada)
Fundersnot available
KeywordsCoding (social sciences)Computer scienceStatisticsNatural language processingArtificial intelligenceMathematics

Abstract

fetched live from OpenAlex

Abstract Text answers to open-ended questions are typically manually coded into one of several codes. Usually, a random subset of text answers is double-coded to assess intercoder reliability, but most of the data remain single-coded. Any disagreement between the two coders points to an error by one of the coders. When the budget allows double coding additional text answers, we propose employing statistical learning models to predict which single-coded answers have a high risk of a coding error. Specifically, we train a model on the double-coded random subset and predict the probability that the single-coded codes are correct. Then, text answers with the highest risk are double-coded to verify. In experiments with three data sets, we found that this method identifies two to three times as many coding errors in the additional text answers as compared to random guessing, on average. We conclude that this method is preferred if the budget permits additional double-coding. When there are a lot of intercoder disagreements, the benefit can be substantial.

Fetched live from OpenAlex and de-inverted. Abstracts are not stored in this database: the inverted indexes are 8.6 GB of the frame’s 9.3 GB of text, and the host has 13 GB free.

Full frame distilled prediction

Teacher imitation

Not calibrated prevalence, not ground truth. Human validation pending. Learned from the 10,348 direct Codex labels and 10,348 direct Gemma labels. Candidate is the union of thresholded teacher heads; consensus is their intersection. These outputs are machine_predicted_unvalidated and are not human labels or direct frontier model labels.

metaresearch head score (Codex)0.053
metaresearch head score (Gemma)0.044
Version: codex-gemma-dda1882f352aValidation status: machine_predicted_unvalidated
Candidate categoriesMetaresearch
Consensus categoriesMetaresearch
DomainCandidate signal: none · Consensus signal: none
Study designCandidate signal: Observational · Consensus signal: Observational
GenreCandidate signal: Methods · Consensus signal: Methods
Teacher disagreement score0.266
Threshold uncertainty score0.975

Codex and Gemma teacher scores by category

CategoryCodexGemma
Metaresearch0.0530.044
Meta-epidemiology (narrow)0.0000.000
Meta-epidemiology (broad)0.0010.000
Bibliometrics0.0000.000
Science and technology studies0.0000.000
Scholarly communication0.0000.000
Open science0.0000.000
Research integrity0.0000.000
Insufficient payload (model declined to judge)0.0000.000

Machine scores (provisional)

The two teacher heads of the student model, read on this work. A score orders the frame for review; it never asserts a category, and the validation status ships verbatim with every row.

Baseline scores from an immature model (maturity gate not passed, 7 training rounds). Scores rank; they never assert a category.

Opus teacher head0.787
GPT teacher head0.544
Teacher spread0.243 · how far apart the two teachers sit on this one work
Validation statusscore_only:v0-immature-baseline · verbatim from the scoring run: score_only means the number may rank works, and no category label ships from it