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Record W3200121749 · doi:10.1108/gs-03-2021-0041

A hybrid predictive framework for evaluating P2P credit risks

2021· article· en· W3200121749 on OpenAlex
Liang He, Haiyan Xu, Ginger Y. Ke

Why this work is in the frame

A frame that forgets how it found something cannot be audited. These are the routes that admitted this work.

affAt least one author lists a Canadian institution in the pinned OpenAlex snapshot.

Bibliographic record

VenueGrey Systems Theory and Application · 2021
Typearticle
Languageen
FieldBusiness, Management and Accounting
TopicFinancial Distress and Bankruptcy Prediction
Canadian institutionsMemorial University of Newfoundland
Fundersnot available
KeywordsComputer scienceData miningRandomnessSupport vector machineMachine learningFeature selectionFlexibility (engineering)Key (lock)Artificial intelligenceSelection (genetic algorithm)Representativeness heuristicCluster analysis

Abstract

fetched live from OpenAlex

Purpose Despite better accessibility and flexibility, peer-to-peer (P2P) lending has suffered from excessive credit risks, which may cause significant losses to the lenders and even lead to the collapse of P2P platforms. The purpose of this research is to construct a hybrid predictive framework that integrates classification, feature selection, and data balance algorithms to cope with the high-dimensional and imbalanced nature of P2P credit data. Design/methodology/approach An improved synthetic minority over-sampling technique (IMSMOTE) is developed to incorporate the randomness and probability into the traditional synthetic minority over-sampling technique (SMOTE) to enhance the quality of synthetic samples and the controllability of synthetic processes. IMSMOTE is then implemented along with the grey relational clustering (GRC) and the support vector machine (SVM) to facilitate a comprehensive assessment of the P2P credit risks. To enhance the associativity and functionality of the algorithm, a dynamic selection approach is integrated with GRC and then fed in the SVM's process of parameter adaptive adjustment to select the optimal critical value. A quantitative model is constructed to recognize key criteria via multidimensional representativeness. Findings A series of experiments based on real-world P2P data from Prosper Funding LLC demonstrates that our proposed model outperforms other existing approaches. It is also confirmed that the grey-based GRC approach with dynamic selection succeeds in reducing data dimensions, selecting a critical value, identifying key criteria, and IMSMOTE can efficiently handle the imbalanced data. Originality/value The grey-based machine-learning framework proposed in this work can be practically implemented by P2P platforms in predicting the borrowers' credit risks. The dynamic selection approach makes the first attempt in the literature to select a critical value and indicate key criteria in a dynamic, visual and quantitative manner.

Fetched live from OpenAlex and de-inverted. Abstracts are not stored in this database: the inverted indexes are 8.6 GB of the frame’s 9.3 GB of text, and the host has 13 GB free.

Full frame distilled prediction

Teacher imitation

Not calibrated prevalence, not ground truth. Human validation pending. Learned from the 10,348 direct Codex labels and 10,348 direct Gemma labels. Candidate is the union of thresholded teacher heads; consensus is their intersection. These outputs are machine_predicted_unvalidated and are not human labels or direct frontier model labels.

metaresearch head score (Codex)0.001
metaresearch head score (Gemma)0.000
Version: codex-gemma-dda1882f352aValidation status: machine_predicted_unvalidated
Candidate categoriesnone
Consensus categoriesnone
DomainCandidate signal: none · Consensus signal: none
Study designCandidate signal: Theoretical or conceptual · Consensus signal: Theoretical or conceptual
GenreCandidate signal: Empirical · Consensus signal: none
Teacher disagreement score0.764
Threshold uncertainty score0.516

Codex and Gemma teacher scores by category

CategoryCodexGemma
Metaresearch0.0010.000
Meta-epidemiology (narrow)0.0000.000
Meta-epidemiology (broad)0.0000.000
Bibliometrics0.0000.000
Science and technology studies0.0000.000
Scholarly communication0.0000.000
Open science0.0000.000
Research integrity0.0000.000
Insufficient payload (model declined to judge)0.0000.000

Machine scores (provisional)

The two teacher heads of the student model, read on this work. A score orders the frame for review; it never asserts a category, and the validation status ships verbatim with every row.

Baseline scores from an immature model (maturity gate not passed, 7 training rounds). Scores rank; they never assert a category.

Opus teacher head0.030
GPT teacher head0.292
Teacher spread0.263 · how far apart the two teachers sit on this one work
Validation statusscore_only:v0-immature-baseline · verbatim from the scoring run: score_only means the number may rank works, and no category label ships from it