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Record W3207180013

Incentives, Experts, and Regulatory Renewal

2021· article· en· W3207180013 on OpenAlexaffabout
Douglas Sarro

Bibliographic record

VenueSSRN Electronic Journal · 2021
Typearticle
Languageen
FieldBusiness, Management and Accounting
TopicRegulation and Compliance Studies
Canadian institutionsUniversity of Toronto
Fundersnot available
KeywordsIncentiveLegislationLegislatureOutsourcingRegulatory reformGovernment (linguistics)BureaucracyBusinessPublic administrationLaw and economicsPolitical scienceLawEconomicsPolitics
DOInot available

Abstract

fetched live from OpenAlex

Updating rules to reflect new information about the world is easier said than done. Common approaches include providing for periodic review of legislation by the legislature and periodic review of regulation by a regulator. But Ontario securities law does something different. It calls for a full-scale review of securities legislation and regulation every four years by a committee of third-party experts appointed by the Minister responsible for administering securities law. This article takes a hard look at this process, which has generated significant controversy within the securities industry over the past year. Advisory committee members bring expertise to their roles and, unlike the government’s in-house experts (civil servants), presumably have no incentive to lean towards making recommendations that expand bureaucratic power. But it appears these third-party experts bring other incentives to the table—incentives that could impair the quality of their recommendations and subsequent legislative and regulatory change. This article identifies these potential incentives and proposes reforms that could mitigate the risks they pose. More broadly, the article serves as a case study illustrating the need to exercise care when outsourcing regulatory renewal to third-party experts.

Fetched live from OpenAlex and de-inverted. Abstracts are not stored in this database: the inverted indexes are 8.6 GB of the frame’s 9.3 GB of text, and the host has 13 GB free.

How this classification was reachedexpand

Full frame distilled prediction

Teacher imitation

Not calibrated prevalence, not ground truth. Human validation pending. Learned from the 10,348 direct Codex labels and 10,348 direct Gemma labels. Candidate is the union of thresholded teacher heads; consensus is their intersection. These outputs are machine_predicted_unvalidated and are not human labels or direct frontier model labels.

metaresearch head score (Codex)0.000
metaresearch head score (Gemma)0.000
Version: codex-gemma-dda1882f352aValidation status: machine_predicted_unvalidated
Candidate categoriesnone
Consensus categoriesnone
DomainCandidate signal: none · Consensus signal: none
Study designCandidate signal: Theoretical or conceptual · Consensus signal: Theoretical or conceptual
GenreCandidate signal: Empirical · Consensus signal: Empirical
Teacher disagreement score0.173
Threshold uncertainty score0.383

Codex and Gemma teacher scores by category

CategoryCodexGemma
Metaresearch0.0000.000
Meta-epidemiology (narrow)0.0000.000
Meta-epidemiology (broad)0.0000.000
Bibliometrics0.0000.000
Science and technology studies0.0000.000
Scholarly communication0.0000.000
Open science0.0000.000
Research integrity0.0000.000
Insufficient payload (model declined to judge)0.0000.000

Machine scores (provisional)

The two teacher heads of the student model, read on this work. A score orders the frame for review; it never asserts a category, and the validation status ships verbatim with every row.

Baseline scores from an immature model (maturity gate not passed, 7 training rounds). Scores rank; they never assert a category.

Opus teacher head0.010
GPT teacher head0.213
Teacher spread0.203 · how far apart the two teachers sit on this one work
Validation statusscore_only:v0-immature-baseline · verbatim from the scoring run: score_only means the number may rank works, and no category label ships from it

Classification

machine, unvalidated

Machine predicted; a candidate call from one teacher head, not a consensus.

The models applied no category: nothing in the taxonomy fit this work.
Study designTheoretical or conceptual
Domainnot available
GenreEmpirical

How this classification was reached, model by model and score by score, is at the end of the page under "How this classification was reached".

Quick stats

Citations0
Published2021
Admission routes2
Has abstractyes

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