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Record W4210257517 · doi:10.1109/cdc45484.2021.9682777

Convergence and Near Optimality of Q-Learning with Finite Memory for Partially Observed Models

2021· article· en· W4210257517 on OpenAlex

Why this work is in the frame

A frame that forgets how it found something cannot be audited. These are the routes that admitted this work.

affAt least one author lists a Canadian institution in the pinned OpenAlex snapshot.

Bibliographic record

Venue2021 60th IEEE Conference on Decision and Control (CDC) · 2021
Typearticle
Languageen
FieldComputer Science
TopicReinforcement Learning in Robotics
Canadian institutionsQueen's University
Fundersnot available
KeywordsPartially observable Markov decision processReinforcement learningMarkov decision processConvergence (economics)Computer scienceQuantization (signal processing)Q-learningMathematical optimizationLimit (mathematics)State spaceOptimal controlMarkov processMathematicsAlgorithmArtificial intelligence

Abstract

fetched live from OpenAlex

Q learning algorithm is a popular reinforcement learning method for finite state/action fully observed Markov decision processes (MDPs). In this paper, we make two contributions: (i) we establish the convergence of a Q learning algorithm for partially observed Markov decision processes (POMDPs) using a finite history of past observations and control actions and show that the limit fixed point equation gives an optimal solution for an approximate belief-MDP. We then provide bounds on the performance of the policy obtained using the limit Q values compared to the performance of the optimal policy for the POMDP, where we also present explicit performance guarantees using recent results on filter stability in controlled POMDPs. (ii) We apply these results to fully observed MDPs with continuous state spaces and establish the near optimality of learned policies via quantization of the state space, where the quantization is viewed as a measurement channel leading to a POMDP model and a history of unit window size is considered. In particular, we show that Q-learning, with its convergence and near optimality properties, is applicable for continuous space MDPs when the state space is quantized.

Fetched live from OpenAlex and de-inverted. Abstracts are not stored in this database: the inverted indexes are 8.6 GB of the frame’s 9.3 GB of text, and the host has 13 GB free.

Full frame distilled prediction

Teacher imitation

Not calibrated prevalence, not ground truth. Human validation pending. Learned from the 10,348 direct Codex labels and 10,348 direct Gemma labels. Candidate is the union of thresholded teacher heads; consensus is their intersection. These outputs are machine_predicted_unvalidated and are not human labels or direct frontier model labels.

metaresearch head score (Codex)0.001
metaresearch head score (Gemma)0.000
Version: codex-gemma-dda1882f352aValidation status: machine_predicted_unvalidated
Candidate categoriesnone
Consensus categoriesnone
DomainCandidate signal: none · Consensus signal: none
Study designCandidate signal: Simulation or modeling · Consensus signal: Simulation or modeling
GenreCandidate signal: Empirical · Consensus signal: none
Teacher disagreement score0.906
Threshold uncertainty score0.859

Codex and Gemma teacher scores by category

CategoryCodexGemma
Metaresearch0.0010.000
Meta-epidemiology (narrow)0.0000.000
Meta-epidemiology (broad)0.0010.000
Bibliometrics0.0000.000
Science and technology studies0.0000.000
Scholarly communication0.0000.000
Open science0.0000.000
Research integrity0.0000.000
Insufficient payload (model declined to judge)0.0000.000

Machine scores (provisional)

The two teacher heads of the student model, read on this work. A score orders the frame for review; it never asserts a category, and the validation status ships verbatim with every row.

Baseline scores from an immature model (maturity gate not passed, 7 training rounds). Scores rank; they never assert a category.

Opus teacher head0.061
GPT teacher head0.265
Teacher spread0.204 · how far apart the two teachers sit on this one work
Validation statusscore_only:v0-immature-baseline · verbatim from the scoring run: score_only means the number may rank works, and no category label ships from it