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Record W4288019948 · doi:10.48550/arxiv.1912.01111

Use of Artificial Intelligence to Analyse Risk in Legal Documents for a\n Better Decision Support

2019· preprint· en· W4288019948 on OpenAlexaff
Dipankar Chakrabarti, Neelam Patodia, Udayan Bhattacharya, Indranil Mitra, Jayanta Mandi, Nandini Roy, Prasun Nandy

Bibliographic record

VenuearXiv (Cornell University) · 2019
Typepreprint
Languageen
FieldSocial Sciences
TopicArtificial Intelligence in Law
Canadian institutionsPricewaterhouseCoopers (Canada)
Fundersnot available
KeywordsComputer scienceParagraphWord embeddingArtificial intelligenceMachine learningContext (archaeology)ScalabilitySupport vector machineDocument classificationNatural language processingInformation retrievalData scienceKnowledge managementEmbeddingWorld Wide WebDatabase

Abstract

fetched live from OpenAlex

Assessing risk for voluminous legal documents such as request for proposal;\ncontracts is tedious and error prone. We have developed "risk-o-meter", a\nframework, based on machine learning and natural language processing to review\nand assess risks of any legal document. Our framework uses Paragraph Vector, an\nunsupervised model to generate vector representation of text. This enables the\nframework to learn contextual relations of legal terms and generate sensible\ncontext aware embedding. The framework then feeds the vector space into a\nsupervised classification algorithm to predict whether a paragraph belongs to a\nper-defined risk category or not. The framework thus extracts risk prone\nparagraphs. This technique efficiently overcomes the limitations of\nkeyword-based search. We have achieved an accuracy of 91% for the risk category\nhaving the largest training dataset. This framework will help organizations\noptimize effort to identify risk from large document base with minimal human\nintervention and thus will help to have risk mitigated sustainable growth. Its\nmachine learning capability makes it scalable to uncover relevant information\nfrom any type of document apart from legal documents, provided the library is\nper-populated and rich.\n

Fetched live from OpenAlex and de-inverted. Abstracts are not stored in this database: the inverted indexes are 8.6 GB of the frame’s 9.3 GB of text, and the host has 13 GB free.

How this classification was reachedexpand

Full frame distilled prediction

Teacher imitation

Not calibrated prevalence, not ground truth. Human validation pending. Learned from the 10,348 direct Codex labels and 10,348 direct Gemma labels. Candidate is the union of thresholded teacher heads; consensus is their intersection. These outputs are machine_predicted_unvalidated and are not human labels or direct frontier model labels.

metaresearch head score (Codex)0.001
metaresearch head score (Gemma)0.001
Version: codex-gemma-dda1882f352aValidation status: machine_predicted_unvalidated
Candidate categoriesMeta-epidemiology (narrow)
Consensus categoriesnone
DomainCandidate signal: none · Consensus signal: none
Study designCandidate signal: Simulation or modeling · Consensus signal: none
GenreCandidate signal: Empirical · Consensus signal: Empirical
Teacher disagreement score0.573
Threshold uncertainty score1.000

Codex and Gemma teacher scores by category

CategoryCodexGemma
Metaresearch0.0010.001
Meta-epidemiology (narrow)0.0000.000
Meta-epidemiology (broad)0.0010.000
Bibliometrics0.0010.001
Science and technology studies0.0000.000
Scholarly communication0.0000.001
Open science0.0010.001
Research integrity0.0000.000
Insufficient payload (model declined to judge)0.0000.000

Machine scores (provisional)

The two teacher heads of the student model, read on this work. A score orders the frame for review; it never asserts a category, and the validation status ships verbatim with every row.

Baseline scores from an immature model (maturity gate not passed, 7 training rounds). Scores rank; they never assert a category.

Opus teacher head0.193
GPT teacher head0.312
Teacher spread0.119 · how far apart the two teachers sit on this one work
Validation statusscore_only:v0-immature-baseline · verbatim from the scoring run: score_only means the number may rank works, and no category label ships from it

Classification

machine, unvalidated

Machine predicted; a candidate call from one teacher head, not a consensus.

Study designSimulation or modeling
Domainnot available
GenreEmpirical

How this classification was reached, model by model and score by score, is at the end of the page under "How this classification was reached".

Quick stats

Citations0
Published2019
Admission routes1
Has abstractyes

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