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Record W4384916830 · doi:10.1109/lsp.2023.3296913

Effective Online Portfolio Selection for the Long-Short Market Using Mirror Gradient Descent

2023· article· en· W4384916830 on OpenAlexaff
Wenyu Zhang, Xiangming Li, Yunzhu Chen, Neng Ye, Xiao–Ping Zhang

Bibliographic record

VenueIEEE Signal Processing Letters · 2023
Typearticle
Languageen
FieldDecision Sciences
TopicAdvanced Bandit Algorithms Research
Canadian institutionsToronto Metropolitan University
FundersChina Postdoctoral Science FoundationNational Natural Science Foundation of China
KeywordsRegretPortfolioMathematical optimizationComputer scienceStochastic gradient descentGradient descentOnline algorithmSelection (genetic algorithm)AlgorithmMathematicsArtificial intelligenceMachine learning

Abstract

fetched live from OpenAlex

Online portfolio selection has been actively studied to maximise overall returns by selecting the optimal portfolio weights using online algorithms. However, most work has focused on long-only portfolios, and developing efficient algorithms with loose portfolio constraints remains a challenge. In this letter, the classical online portfolio selection problem is reformulated to allow long/short and margin. For this problem, conventional gradient-based online algorithms face the challenges of high regret and computational complexity due to non-optimal gradients and high-dimensional projections. To tackle this, we propose a novel online algorithm that introduces mirror descent to achieve dimension-free regret in a non-Euclidean space. Specifically, a Bregman divergence is introduced to replace the$\ell _{2}$norm as a valid proximal setup for the problem to achieve uniform gradients and reduce projection computations. Furthermore, a smoothing technique is developed to reduce the variance of the gradients. The evaluation shows that our algorithm achieves low regret bound and computational complexity, which guarantees a 30% advantage over other strategies in Chinese futures market.

Fetched live from OpenAlex and de-inverted. Abstracts are not stored in this database: the inverted indexes are 8.6 GB of the frame’s 9.3 GB of text, and the host has 13 GB free.

How this classification was reachedexpand

Full frame machine prediction

Teacher imitation

Not calibrated prevalence, not ground truth. Human validation pending. The Gemma side is a direct model label for every work in the frame, read from the title-only record. The Codex side is a classifier learned from the 10,348 direct Codex labels and calibrated to design-weighted sample rates; fields without enough sample support carry no Codex call. Candidate is the union of the two sides; consensus is their intersection. These outputs are machine_predicted_unvalidated and are not human labels.

metaresearch head score (Codex)0.003
metaresearch head score (Gemma)0.005
Version: metacan-v3-hybrid-931329e0061cValidation status: machine_predicted_unvalidated
Candidate categoriesnone
Consensus categoriesnone
DomainCandidate signal: none · Consensus signal: none
Study designCandidate signal: Simulation or modeling · Consensus signal: Simulation or modeling
GenreCandidate signal: Empirical · Consensus signal: none
Teacher disagreement score0.003
Threshold uncertainty score0.016

Distilled classifier scores by category (both heads)

CategoryCodexGemma
Metaresearch0.0030.005
Meta-epidemiology (narrow)0.0010.001
Meta-epidemiology (broad)0.0020.001
Bibliometrics0.0010.001
Science and technology studies0.0010.001
Scholarly communication0.0010.002
Open science0.0020.001
Research integrity0.0010.002
Insufficient payload (model declined to judge)0.0030.001

Machine scores (provisional)

The two teacher heads of the student model, read on this work. A score orders the frame for review; it never asserts a category, and the validation status ships verbatim with every row.

Baseline scores from an immature model (maturity gate not passed, 7 training rounds). Scores rank; they never assert a category.

Opus teacher head0.142
GPT teacher head0.434
Teacher spread0.293 · how far apart the two teachers sit on this one work
Validation statusscore_only:v0-immature-baseline · verbatim from the scoring run: score_only means the number may rank works, and no category label ships from it

Classification

machine, unvalidated

Machine predicted; a candidate call from one source (direct Gemma or distilled Codex), not a consensus.

The models applied no category: nothing in the taxonomy fit this work.
Study designSimulation or modeling
Domainnot available
GenreEmpirical

How this classification was reached, model by model and score by score, is at the end of the page under "How this classification was reached".

Quick stats

Citations2
Published2023
Admission routes1
Has abstractyes

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