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Record W4385522629 · doi:10.56553/popets-2023-0122

Privacy-Preserving Federated Recurrent Neural Networks

2023· article· en· W4385522629 on OpenAlex

Why this work is in the frame

A frame that forgets how it found something cannot be audited. These are the routes that admitted this work.

affAt least one author lists a Canadian institution in the pinned OpenAlex snapshot.

Bibliographic record

VenueProceedings on Privacy Enhancing Technologies · 2023
Typearticle
Languageen
FieldComputer Science
TopicPrivacy-Preserving Technologies in Data
Canadian institutionsUniversity of Waterloo
Fundersnot available
KeywordsComputer scienceHomomorphic encryptionEncryptionRecurrent neural networkClipping (morphology)Scheme (mathematics)Artificial neural networkArtificial intelligenceTheoretical computer scienceComputer engineeringComputer networkMathematics

Abstract

fetched live from OpenAlex

We present RHODE, a novel system that enables privacy-preserving training of and prediction on Recurrent Neural Networks (RNNs) in a cross-silo federated learning setting by relying on multiparty homomorphic encryption. RHODE preserves the confidentiality of the training data, the model, and the prediction data; and it mitigates federated learning attacks that target the gradients under a passive-adversary threat model. We propose a packing scheme, multi-dimensional packing, for a better utilization of Single Instruction, Multiple Data (SIMD) operations under encryption. With multi-dimensional packing, RHODE enables the efficient processing, in parallel, of a batch of samples. To avoid the exploding gradients problem, RHODE provides several clipping approximations for performing gradient clipping under encryption. We experimentally show that the model performance with RHODE remains similar to non-secure solutions both for homogeneous and heterogeneous data distributions among the data holders. Our experimental evaluation shows that RHODE scales linearly with the number of data holders and the number of timesteps, sub-linearly and sub-quadratically with the number of features and the number of hidden units of RNNs, respectively. To the best of our knowledge, RHODE is the first system that provides the building blocks for the training of RNNs and its variants, under encryption in a federated learning setting.

Fetched live from OpenAlex and de-inverted. Abstracts are not stored in this database: the inverted indexes are 8.6 GB of the frame’s 9.3 GB of text, and the host has 13 GB free.

Full frame distilled prediction

Teacher imitation

Not calibrated prevalence, not ground truth. Human validation pending. Learned from the 10,348 direct Codex labels and 10,348 direct Gemma labels. Candidate is the union of thresholded teacher heads; consensus is their intersection. These outputs are machine_predicted_unvalidated and are not human labels or direct frontier model labels.

metaresearch head score (Codex)0.001
metaresearch head score (Gemma)0.085
Version: codex-gemma-dda1882f352aValidation status: machine_predicted_unvalidated
Candidate categoriesMetaresearch, Meta-epidemiology (narrow), Scholarly communication, Open science
Consensus categoriesOpen science
DomainCandidate signal: none · Consensus signal: none
Study designCandidate signal: Simulation or modeling · Consensus signal: none
GenreCandidate signal: Empirical · Consensus signal: Empirical
Teacher disagreement score0.754
Threshold uncertainty score1.000

Codex and Gemma teacher scores by category

CategoryCodexGemma
Metaresearch0.0010.085
Meta-epidemiology (narrow)0.0010.001
Meta-epidemiology (broad)0.0010.000
Bibliometrics0.0020.006
Science and technology studies0.0010.000
Scholarly communication0.0010.002
Open science0.0570.192
Research integrity0.0010.002
Insufficient payload (model declined to judge)0.0000.000

Machine scores (provisional)

The two teacher heads of the student model, read on this work. A score orders the frame for review; it never asserts a category, and the validation status ships verbatim with every row.

Baseline scores from an immature model (maturity gate not passed, 7 training rounds). Scores rank; they never assert a category.

Opus teacher head0.032
GPT teacher head0.278
Teacher spread0.246 · how far apart the two teachers sit on this one work
Validation statusscore_only:v0-immature-baseline · verbatim from the scoring run: score_only means the number may rank works, and no category label ships from it