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Record W4387389810 · doi:10.48550/arxiv.2310.02457

The Empty Signifier Problem: Towards Clearer Paradigms for Operationalising "Alignment" in Large Language Models

2023· preprint· en· W4387389810 on OpenAlexfundno aff
Hannah Rose Kirk, Bertie Vidgen, Paul Röttger, Scott A. Hale

Bibliographic record

VenuearXiv (Cornell University) · 2023
Typepreprint
Languageen
FieldComputer Science
TopicTopic Modeling
Canadian institutionsnot available
FundersEconomic and Social Research CouncilEuropean CommissionUniversity of OxfordYork University
KeywordsParallelsTransparency (behavior)Through-the-lens meteringPoliticsVocabularyEpistemologySociologyComputer scienceCognitive scienceLinguisticsLens (geology)Political sciencePsychologyEconomicsEngineeringLawPhilosophy

Abstract

fetched live from OpenAlex

In this paper, we address the concept of "alignment" in large language models (LLMs) through the lens of post-structuralist socio-political theory, specifically examining its parallels to empty signifiers. To establish a shared vocabulary around how abstract concepts of alignment are operationalised in empirical datasets, we propose a framework that demarcates: 1) which dimensions of model behaviour are considered important, then 2) how meanings and definitions are ascribed to these dimensions, and by whom. We situate existing empirical literature and provide guidance on deciding which paradigm to follow. Through this framework, we aim to foster a culture of transparency and critical evaluation, aiding the community in navigating the complexities of aligning LLMs with human populations.

Fetched live from OpenAlex and de-inverted. Abstracts are not stored in this database: the inverted indexes are 8.6 GB of the frame’s 9.3 GB of text, and the host has 13 GB free.

How this classification was reachedexpand

Full frame machine prediction

Teacher imitation

Not calibrated prevalence, not ground truth. Human validation pending. The Gemma side is a direct model label for every work in the frame, read from the title-only record. The Codex side is a classifier learned from the 10,348 direct Codex labels and calibrated to design-weighted sample rates; fields without enough sample support carry no Codex call. Candidate is the union of the two sides; consensus is their intersection. These outputs are machine_predicted_unvalidated and are not human labels.

metaresearch head score (Codex)0.086
metaresearch head score (Gemma)0.296
Version: metacan-v3-hybrid-931329e0061cValidation status: machine_predicted_unvalidated
Candidate categoriesnone
Consensus categoriesnone
DomainCandidate signal: none · Consensus signal: none
Study designCandidate signal: Theoretical or conceptual · Consensus signal: Theoretical or conceptual
GenreCandidate signal: Empirical · Consensus signal: none
Teacher disagreement score0.086
Threshold uncertainty score0.454

Distilled classifier scores by category (both heads)

CategoryCodexGemma
Metaresearch0.0860.296
Meta-epidemiology (narrow)0.0020.002
Meta-epidemiology (broad)0.0030.002
Bibliometrics0.0070.009
Science and technology studies0.0050.037
Scholarly communication0.0190.062
Open science0.0050.021
Research integrity0.0050.017
Insufficient payload (model declined to judge)0.0050.001

Machine scores (provisional)

The two teacher heads of the student model, read on this work. A score orders the frame for review; it never asserts a category, and the validation status ships verbatim with every row.

Baseline scores from an immature model (maturity gate not passed, 7 training rounds). Scores rank; they never assert a category.

Opus teacher head0.122
GPT teacher head0.232
Teacher spread0.109 · how far apart the two teachers sit on this one work
Validation statusscore_only:v0-immature-baseline · verbatim from the scoring run: score_only means the number may rank works, and no category label ships from it

Classification

machine, unvalidated

Machine predicted; a candidate call from one source (direct Gemma or distilled Codex), not a consensus.

The models applied no category: nothing in the taxonomy fit this work.
Study designTheoretical or conceptual
Domainnot available
GenreEmpirical

How this classification was reached, model by model and score by score, is at the end of the page under "How this classification was reached".

Quick stats

Citations3
Published2023
Admission routes1
Has abstractyes

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