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Record W4388444930 · doi:10.48550/arxiv.2311.01479

Detecting Out-of-Distribution Through the Lens of Neural Collapse

2023· preprint· en· W4388444930 on OpenAlexfundno aff
Litian Liu, Yao Qin

Bibliographic record

VenuearXiv (Cornell University) · 2023
Typepreprint
Languageen
FieldComputer Science
TopicAnomaly Detection Techniques and Applications
Canadian institutionsnot available
FundersNational Cancer InstituteCanadian Institute for Advanced Research
KeywordsGeneralizability theoryLeverage (statistics)Computer scienceDetectorArtificial intelligenceArtificial neural networkFeature vectorRange (aeronautics)Feature (linguistics)ExploitMachine learningEngineeringComputer securityMathematicsTelecommunications

Abstract

fetched live from OpenAlex

Out-of-Distribution (OOD) detection is critical for safe deployment; however, existing detectors often struggle to generalize across datasets of varying scales and model architectures, and some can incur high computational costs in real-world applications. Inspired by the phenomenon of Neural Collapse, we propose a versatile and efficient OOD detection method. Specifically, we re-characterize prior observations that in-distribution (ID) samples form clusters, demonstrating that, with appropriate centering, these clusters align closely with model weight vectors. Additionally, we reveal that ID features tend to expand into a simplex Equiangular Tight Frame, explaining the common observation that ID features are situated farther from the origin than OOD features. Incorporating both insights from Neural Collapse, our OOD detector leverages feature proximity to weight vectors and complements this approach by using feature norms to effectively filter out OOD samples. Extensive experiments on off-the-shelf models demonstrate the robustness of our OOD detector across diverse scenarios, mitigating generalization discrepancies and enhancing overall performance, with inference latency comparable to that of the basic softmax-confidence detector. Code is available here: https://github.com/litianliu/NCI-OOD.

Fetched live from OpenAlex and de-inverted. Abstracts are not stored in this database: the inverted indexes are 8.6 GB of the frame’s 9.3 GB of text, and the host has 13 GB free.

How this classification was reachedexpand

Full frame machine prediction

Teacher imitation

Not calibrated prevalence, not ground truth. Human validation pending. The Gemma side is a direct model label for every work in the frame, read from the title-only record. The Codex side is a classifier learned from the 10,348 direct Codex labels and calibrated to design-weighted sample rates; fields without enough sample support carry no Codex call. Candidate is the union of the two sides; consensus is their intersection. These outputs are machine_predicted_unvalidated and are not human labels.

metaresearch head score (Codex)0.003
metaresearch head score (Gemma)0.022
Version: metacan-v3-hybrid-931329e0061cValidation status: machine_predicted_unvalidated
Candidate categoriesnone
Consensus categoriesnone
DomainCandidate signal: none · Consensus signal: none
Study designCandidate signal: Simulation or modeling · Consensus signal: Simulation or modeling
GenreCandidate signal: Empirical · Consensus signal: none
Teacher disagreement score0.009
Threshold uncertainty score0.017

Distilled classifier scores by category (both heads)

CategoryCodexGemma
Metaresearch0.0030.022
Meta-epidemiology (narrow)0.0010.001
Meta-epidemiology (broad)0.0010.001
Bibliometrics0.0020.001
Science and technology studies0.0010.003
Scholarly communication0.0020.003
Open science0.0030.005
Research integrity0.0020.004
Insufficient payload (model declined to judge)0.0020.000

Machine scores (provisional)

The two teacher heads of the student model, read on this work. A score orders the frame for review; it never asserts a category, and the validation status ships verbatim with every row.

Baseline scores from an immature model (maturity gate not passed, 7 training rounds). Scores rank; they never assert a category.

Opus teacher head0.133
GPT teacher head0.227
Teacher spread0.093 · how far apart the two teachers sit on this one work
Validation statusscore_only:v0-immature-baseline · verbatim from the scoring run: score_only means the number may rank works, and no category label ships from it

Classification

machine, unvalidated

Machine predicted; a candidate call from one source (direct Gemma or distilled Codex), not a consensus.

The models applied no category: nothing in the taxonomy fit this work.
Study designSimulation or modeling
Domainnot available
GenreEmpirical

How this classification was reached, model by model and score by score, is at the end of the page under "How this classification was reached".

Quick stats

Citations0
Published2023
Admission routes1
Has abstractyes

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