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Record W4390060205 · doi:10.3905/jfds.2023.1.145

Enhancing the Inverse Volatility Portfolio through Clustering

2023· article· en· W4390060205 on OpenAlexaff
Redouane Elkamhi, Jacky S. H. Lee, Marco Salerno

Bibliographic record

VenueThe Journal of Financial Data Science · 2023
Typearticle
Languageen
FieldEconomics, Econometrics and Finance
TopicFinancial Markets and Investment Strategies
Canadian institutionsCARE Canada
Fundersnot available
KeywordsVolatility (finance)PortfolioEconometricsPairwise comparisonInverseSharpe ratioPortfolio optimizationVolatility clusteringStochastic volatilityEconomicsCluster analysisImplied volatilityComputer scienceMathematicsFinancial economicsStatisticsAutoregressive conditional heteroskedasticity

Abstract

fetched live from OpenAlex

This article presents a novel approach to portfolio construction, termed <italic>cluster-enhanced inverse volatility</italic>, designed to enhance the effectiveness of traditional inverse volatility portfolios. The goal of the method is to cluster the data to meet the two conditions—the same Sharpe ratios across assets and equal pairwise correlations—under which the inverse volatility portfolio becomes theoretically equivalent to the mean–variance optimal portfolio. The authors show that, as the asset data increasingly meet these two conditions, the cluster-enhanced inverse volatility portfolio approaches the mean–variance optimal portfolio. Empirical evidence from various datasets indicates that the authors’ cluster-enhanced inverse volatility portfolios outperform their traditional counterparts, particularly in portfolios with a large number of assets.

Fetched live from OpenAlex and de-inverted. Abstracts are not stored in this database: the inverted indexes are 8.6 GB of the frame’s 9.3 GB of text, and the host has 13 GB free.

How this classification was reachedexpand

Full frame distilled prediction

Teacher imitation

Not calibrated prevalence, not ground truth. Human validation pending. Learned from the 10,348 direct Codex labels and 10,348 direct Gemma labels. Candidate is the union of thresholded teacher heads; consensus is their intersection. These outputs are machine_predicted_unvalidated and are not human labels or direct frontier model labels.

metaresearch head score (Codex)0.009
metaresearch head score (Gemma)0.002
Version: codex-gemma-dda1882f352aValidation status: machine_predicted_unvalidated
Candidate categoriesnone
Consensus categoriesnone
DomainCandidate signal: none · Consensus signal: none
Study designCandidate signal: Theoretical or conceptual · Consensus signal: none
GenreCandidate signal: Empirical · Consensus signal: Empirical
Teacher disagreement score0.505
Threshold uncertainty score0.577

Codex and Gemma teacher scores by category

CategoryCodexGemma
Metaresearch0.0090.002
Meta-epidemiology (narrow)0.0000.000
Meta-epidemiology (broad)0.0000.000
Bibliometrics0.0000.002
Science and technology studies0.0010.001
Scholarly communication0.0000.003
Open science0.0030.001
Research integrity0.0000.000
Insufficient payload (model declined to judge)0.0000.000

Machine scores (provisional)

The two teacher heads of the student model, read on this work. A score orders the frame for review; it never asserts a category, and the validation status ships verbatim with every row.

Baseline scores from an immature model (maturity gate not passed, 7 training rounds). Scores rank; they never assert a category.

Opus teacher head0.097
GPT teacher head0.282
Teacher spread0.184 · how far apart the two teachers sit on this one work
Validation statusscore_only:v0-immature-baseline · verbatim from the scoring run: score_only means the number may rank works, and no category label ships from it

Classification

machine, unvalidated

Machine predicted; a candidate call from one teacher head, not a consensus.

The models applied no category: nothing in the taxonomy fit this work.
Study designTheoretical or conceptual
Domainnot available
GenreEmpirical

How this classification was reached, model by model and score by score, is at the end of the page under "How this classification was reached".

Quick stats

Citations0
Published2023
Admission routes1
Has abstractyes

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