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Policy Forum: Cognitive Bias as a Factor in Determining the Efficiency of Sliding Scales

2022· article· en· W4391298044 on OpenAlexvenueno aff
Colin Romano

Bibliographic record

VenueCanadian Tax Journal/Revue fiscale canadienne · 2022
Typearticle
Languageen
FieldEconomics, Econometrics and Finance
TopicTaxation and Compliance Studies
Canadian institutionsnot available
Fundersnot available
KeywordsTaxpayerContext (archaeology)SmoothingDeadweight lossLiabilityEconomicsLine (geometry)EconometricsWelfareMacroeconomicsMathematicsStatisticsAccounting

Abstract

fetched live from OpenAlex

In tax law, sharp lines occur where a minimal change in a taxpayer's circumstances results in significantly different legal treatment. Sharp-line tests are criticized because they encourage taxpayers to alter their optimal behaviour for purely tax reasons, thereby producing deadweight loss. The most obvious alternatives to sharp-line tests are sliding scales, which operate by imposing tax proportionately on the basis of where taxpayers fall along a continuum. Scholars, including Edward Fox and Jacob Goldin, have suggested that the adoption of sliding scales in determining tax liability as opposed to the use of sharp-line tests could reduce deadweight loss in many contexts. However, the adoption of sliding scales generally comes at the cost of greater complexity, which can lead taxpayers to make systematic errors in selecting optimal behaviours and can also introduce cognitive biases. This article argues that smoothing existing sharp-line tests may not bring about predicted efficiency gains if such predictions rely on taxpayers behaving optimally. Rather, a more accurate determination of the change in deadweight loss occasioned by a shift from sharp lines to sliding scales would also account for the effects of cognitive bias. In order to illustrate the concepts dealt with herein, this article establishes a simplified example based on tax residence to explain the concepts of deadweight loss, sharp lines, and sliding scales in the context of Fox and Goldin's suggestion that sliding scales would be more efficient than sharp lines in many circumstances.

Fetched live from OpenAlex and de-inverted. Abstracts are not stored in this database: the inverted indexes are 8.6 GB of the frame’s 9.3 GB of text, and the host has 13 GB free.

How this classification was reachedexpand

Full frame machine prediction

Teacher imitation

Not calibrated prevalence, not ground truth. Human validation pending. The Gemma side is a direct model label for every work in the frame, read from the title-only record. The Codex side is a classifier learned from the 10,348 direct Codex labels and calibrated to design-weighted sample rates; fields without enough sample support carry no Codex call. Candidate is the union of the two sides; consensus is their intersection. These outputs are machine_predicted_unvalidated and are not human labels.

metaresearch head score (Codex)0.030
metaresearch head score (Gemma)0.114
Version: metacan-v3-hybrid-931329e0061cValidation status: machine_predicted_unvalidated
Candidate categoriesnone
Consensus categoriesnone
DomainCandidate signal: none · Consensus signal: none
Study designCandidate signal: Theoretical or conceptual · Consensus signal: Theoretical or conceptual
GenreCandidate signal: Commentary · Consensus signal: Commentary
Teacher disagreement score0.455
Threshold uncertainty score0.904

Distilled classifier scores by category (both heads)

CategoryCodexGemma
Metaresearch0.0300.114
Meta-epidemiology (narrow)0.0000.000
Meta-epidemiology (broad)0.0010.001
Bibliometrics0.0020.004
Science and technology studies0.0080.015
Scholarly communication0.0140.005
Open science0.0020.002
Research integrity0.0080.006
Insufficient payload (model declined to judge)0.0150.001

Machine scores (provisional)

The two teacher heads of the student model, read on this work. A score orders the frame for review; it never asserts a category, and the validation status ships verbatim with every row.

Baseline scores from an immature model (maturity gate not passed, 7 training rounds). Scores rank; they never assert a category.

Opus teacher head0.055
GPT teacher head0.232
Teacher spread0.177 · how far apart the two teachers sit on this one work
Validation statusscore_only:v0-immature-baseline · verbatim from the scoring run: score_only means the number may rank works, and no category label ships from it

Classification

machine, unvalidated

Machine predicted; a candidate call from one source (direct Gemma or distilled Codex), not a consensus.

The models applied no category: nothing in the taxonomy fit this work.
Study designTheoretical or conceptual
Domainnot available
GenreCommentary

How this classification was reached, model by model and score by score, is at the end of the page under "How this classification was reached".

Quick stats

Citations0
Published2022
Admission routes1
Has abstractyes

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Same venueCanadian Tax Journal/Revue fiscale canadienneSame topicTaxation and Compliance StudiesFrench-language works237,207