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Multi-Class Document Classification using LayoutLMv1 and V2

2024· article· en· W4393168550 on OpenAlex
Kounen Fathima, Ali Athar, Hee‐Cheol Kim

Why this work is in the frame

A frame that forgets how it found something cannot be audited. These are the routes that admitted this work.

aboutThe title or abstract carries a Canadian signal from the geographic lexicon.
no affNo Canadian affiliation: this work is invisible to an affiliation-only frame.
No Canadian affiliation. An affiliation-only frame, the usual design, would never have seen this work. It is one of the works that make the case for inverting the frame.

Bibliographic record

Venuenot available
Typearticle
Languageen
FieldComputer Science
TopicText and Document Classification Technologies
Canadian institutionsnot available
Fundersnot available
KeywordsClass (philosophy)Computer scienceArtificial intelligenceInformation retrievalNatural language processing

Abstract

fetched live from OpenAlex

In the age of information explosion, efficient and accurate information retrieval has become a pivotal task across numerous domains, from finance to healthcare and beyond. The LayoutLM model has enhanced the capabilities of existing NLP techniques by enabling them to extract information from complexly structured documents automatically. In this study, we employ a subset of the RVL-CDIP (Ryerson Vision Lab Complex Document Information Processing) dataset, consisting of 400,000 pictures of data organized into 16 groups. Out of the 16 classes, this subset includes all the classes but there was a limit set to 200 images per class which makes the total amount of images as 3200. Accordingly, 1920, 640, and 640 images make up the training, validation, and testing sets. This dataset is a rich collection of documents with diverse structures and content to demonstrate the effectiveness of our proposed method. LayoutLM, with its unique capability to analyze and understand document structures, has been a pivotal component of our methodology. We utilized LayoutLMv2 and version 1 for the purpose of classifying the documents into their respective categories and comparing the results accordingly. Accordingly, the two versions' accuracies are 80.94 and 68.75 percents.

Fetched live from OpenAlex and de-inverted. Abstracts are not stored in this database: the inverted indexes are 8.6 GB of the frame’s 9.3 GB of text, and the host has 13 GB free.

Full frame distilled prediction

Teacher imitation

Not calibrated prevalence, not ground truth. Human validation pending. Learned from the 10,348 direct Codex labels and 10,348 direct Gemma labels. Candidate is the union of thresholded teacher heads; consensus is their intersection. These outputs are machine_predicted_unvalidated and are not human labels or direct frontier model labels.

metaresearch head score (Codex)0.000
metaresearch head score (Gemma)0.000
Version: codex-gemma-dda1882f352aValidation status: machine_predicted_unvalidated
Candidate categoriesnone
Consensus categoriesnone
DomainCandidate signal: none · Consensus signal: none
Study designCandidate signal: Simulation or modeling · Consensus signal: none
GenreCandidate signal: Methods · Consensus signal: none
Teacher disagreement score0.932
Threshold uncertainty score0.668

Codex and Gemma teacher scores by category

CategoryCodexGemma
Metaresearch0.0000.000
Meta-epidemiology (narrow)0.0000.000
Meta-epidemiology (broad)0.0000.000
Bibliometrics0.0000.000
Science and technology studies0.0000.000
Scholarly communication0.0010.001
Open science0.0000.000
Research integrity0.0000.000
Insufficient payload (model declined to judge)0.0000.000

Machine scores (provisional)

The two teacher heads of the student model, read on this work. A score orders the frame for review; it never asserts a category, and the validation status ships verbatim with every row.

Baseline scores from an immature model (maturity gate not passed, 7 training rounds). Scores rank; they never assert a category.

Opus teacher head0.062
GPT teacher head0.319
Teacher spread0.256 · how far apart the two teachers sit on this one work
Validation statusscore_only:v0-immature-baseline · verbatim from the scoring run: score_only means the number may rank works, and no category label ships from it