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Fed-IT: Addressing Class Imbalance in Federated Learning through an Information- Theoretic Lens

2024· article· en· W4401692135 on OpenAlex
Shayan Mohajer Hamidi, Renhao Tan, Linfeng Ye, En‐hui Yang

Why this work is in the frame

A frame that forgets how it found something cannot be audited. These are the routes that admitted this work.

affAt least one author lists a Canadian institution in the pinned OpenAlex snapshot.

Bibliographic record

Venuenot available
Typearticle
Languageen
FieldComputer Science
TopicInternet Traffic Analysis and Secure E-voting
Canadian institutionsUniversity of Waterloo
Fundersnot available
KeywordsComputer scienceClass (philosophy)Through-the-lens meteringFederated learningLens (geology)Artificial intelligenceEngineering

Abstract

fetched live from OpenAlex

Federated learning (FL) is a promising technology wherein edge devices/clients collaboratively train a machine learning model under the orchestration of a central server. However, due to the inherent data heterogeneity among clients, local datasets on individual clients often exhibit class imbalance, i.e., samples from majority classes vastly outnumber those from minority classes. This imbalance significantly diminishes the performance of the trained model. To understand why, we first closely examine the output probability distribution clusters of the local deep neural networks (DNNs) in the probability space over the label set, and observe that for class imbalanced datasets, FL has two interesting phenomena: (1) dispersion problem-clusters corresponding to minority classes tend to disperse; and (2) gravity problem-clusters corresponding to minority classes are drawn toward those of majority classes. To overcome these two problems, we then introduce information quantities into FL, propose a new information theoretic loss function for FL, and develop a new FL framework called Fed-IT. It is shown that Fed-IT significantly outperforms previous counterparts, while maintaining client privacy.

Fetched live from OpenAlex and de-inverted. Abstracts are not stored in this database: the inverted indexes are 8.6 GB of the frame’s 9.3 GB of text, and the host has 13 GB free.

Full frame distilled prediction

Teacher imitation

Not calibrated prevalence, not ground truth. Human validation pending. Learned from the 10,348 direct Codex labels and 10,348 direct Gemma labels. Candidate is the union of thresholded teacher heads; consensus is their intersection. These outputs are machine_predicted_unvalidated and are not human labels or direct frontier model labels.

metaresearch head score (Codex)0.000
metaresearch head score (Gemma)0.000
Version: codex-gemma-dda1882f352aValidation status: machine_predicted_unvalidated
Candidate categoriesScholarly communication
Consensus categoriesnone
DomainCandidate signal: none · Consensus signal: none
Study designCandidate signal: Simulation or modeling · Consensus signal: none
GenreCandidate signal: Empirical · Consensus signal: none
Teacher disagreement score0.968
Threshold uncertainty score0.999

Codex and Gemma teacher scores by category

CategoryCodexGemma
Metaresearch0.0000.000
Meta-epidemiology (narrow)0.0000.000
Meta-epidemiology (broad)0.0000.000
Bibliometrics0.0000.001
Science and technology studies0.0000.000
Scholarly communication0.0020.004
Open science0.0000.000
Research integrity0.0000.000
Insufficient payload (model declined to judge)0.0000.000

Machine scores (provisional)

The two teacher heads of the student model, read on this work. A score orders the frame for review; it never asserts a category, and the validation status ships verbatim with every row.

Baseline scores from an immature model (maturity gate not passed, 7 training rounds). Scores rank; they never assert a category.

Opus teacher head0.021
GPT teacher head0.275
Teacher spread0.254 · how far apart the two teachers sit on this one work
Validation statusscore_only:v0-immature-baseline · verbatim from the scoring run: score_only means the number may rank works, and no category label ships from it