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Robust Battery State-of-Charge Estimation in Presence of Model Uncertainties Using KalmanNet

2024· preprint· en· W4403415088 on OpenAlexfundno aff
Farshid Naseri, Anders Christian Solberg Jensen, Erik Schaltz

Bibliographic record

Venuenot available
Typepreprint
Languageen
FieldEngineering
TopicAdvanced Battery Technologies Research
Canadian institutionsnot available
FundersH2020 Marie Skłodowska-Curie ActionsHORIZON EUROPE Framework ProgrammeEuropean CommissionJaguar Land RoverMcMaster University
KeywordsState of chargeState (computer science)Battery (electricity)EstimationCharge (physics)Computer sciencePhysicsEngineeringAlgorithmPower (physics)ThermodynamicsSystems engineering

Abstract

fetched live from OpenAlex

State estimation based on Kalman Filter (KF) has been widely considered for state-of-charge (SoC) prediction of lithium-ion (Li-ion) batteries. However, the KF is a model-based approach, and its performance declines when faced with modeling inaccuracies resulting from the nonlinear and timevarying nature of Li-ion batteries. To tackle the modeling uncertainties, a novel hybrid variant of KF is deployed, in which priori estimations are attained similar to the KF algorithm while the posterior estimations are obtained using a recurrent neural network (RNN) integrated into the KF architecture. The proposed method yields enhanced robustness in maintaining the accuracy of SoC estimations in the presence of model mismatches, e.g. due to the aging of batteries. In the proposed method, named KalmanNet, the RNN learns from battery data to predict the optimum Kalman gains for the minimization of SoC estimation error. The proposed method is trained and tested using actual battery data of a high-capacity pouch Li-ion cell replicating real-life driving cycles of electric vehicles. The significance of the results is twofold: 1-When exposed to a model mismatch of ±5%, the SoC estimation accuracy is improved by about 0.5% compared to EKF. 2-The size of required training data is reduced by 20% compared to similar machine learning algorithms.

Fetched live from OpenAlex and de-inverted. Abstracts are not stored in this database: the inverted indexes are 8.6 GB of the frame’s 9.3 GB of text, and the host has 13 GB free.

How this classification was reachedexpand

Full frame machine prediction

Teacher imitation

Not calibrated prevalence, not ground truth. Human validation pending. The Gemma side is a direct model label for every work in the frame, read from the title-only record. The Codex side is a classifier learned from the 10,348 direct Codex labels and calibrated to design-weighted sample rates; fields without enough sample support carry no Codex call. Candidate is the union of the two sides; consensus is their intersection. These outputs are machine_predicted_unvalidated and are not human labels.

metaresearch head score (Codex)0.001
metaresearch head score (Gemma)0.002
Version: metacan-v3-hybrid-931329e0061cValidation status: machine_predicted_unvalidated
Candidate categoriesnone
Consensus categoriesnone
DomainCandidate signal: none · Consensus signal: none
Study designCandidate signal: Simulation or modeling · Consensus signal: Simulation or modeling
GenreCandidate signal: Empirical · Consensus signal: none
Teacher disagreement score0.016
Threshold uncertainty score0.031

Distilled classifier scores by category (both heads)

CategoryCodexGemma
Metaresearch0.0010.002
Meta-epidemiology (narrow)0.0010.000
Meta-epidemiology (broad)0.0010.000
Bibliometrics0.0000.000
Science and technology studies0.0000.000
Scholarly communication0.0010.001
Open science0.0010.001
Research integrity0.0010.001
Insufficient payload (model declined to judge)0.0010.000

Machine scores (provisional)

The two teacher heads of the student model, read on this work. A score orders the frame for review; it never asserts a category, and the validation status ships verbatim with every row.

Baseline scores from an immature model (maturity gate not passed, 7 training rounds). Scores rank; they never assert a category.

Opus teacher head0.068
GPT teacher head0.310
Teacher spread0.242 · how far apart the two teachers sit on this one work
Validation statusscore_only:v0-immature-baseline · verbatim from the scoring run: score_only means the number may rank works, and no category label ships from it

Classification

machine, unvalidated

Machine predicted; a candidate call from one source (direct Gemma or distilled Codex), not a consensus.

The models applied no category: nothing in the taxonomy fit this work.
Study designSimulation or modeling
Domainnot available
GenreEmpirical

How this classification was reached, model by model and score by score, is at the end of the page under "How this classification was reached".

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Citations1
Published2024
Admission routes1
Has abstractyes

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