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Record W4406082634 · doi:10.34140/bjbv6n4-067

Financial assets selection under the Factor Investing scheme with the support of a Machine Learning algorithm

2025· article· en· W4406082634 on OpenAlex
Carlos Manuel Taboada Rodriguez

Why this work is in the frame

A frame that forgets how it found something cannot be audited. These are the routes that admitted this work.

affAt least one author lists a Canadian institution in the pinned OpenAlex snapshot.

Bibliographic record

VenueBrazilian Journal of Business · 2025
Typearticle
Languageen
FieldDecision Sciences
TopicStock Market Forecasting Methods
Canadian institutionsInversa Systems (Canada)
Fundersnot available
KeywordsScheme (mathematics)Selection (genetic algorithm)Computer scienceFinanceFactor (programming language)Machine learningAlgorithmBusinessArtificial intelligenceMathematics

Abstract

fetched live from OpenAlex

In this article, the author examines one of the most viable Machine Learning methods for its expeditious implementation in the financial industry, which does not require high computing capacity as required by the most sophisticated Artificial Intelligence techniques that have emerged today. This is the binary tree classification method, which is a supervised learning algorithm, part of the arsenal of Machine Learning algorithms. This algorithm can be applied efficiently with a medium computing capacity and adequate knowledge of Machine Learning techniques. An appropriate understanding of the behavior of financial markets is essential for its good implementation, particularly of the reports issued by publicly traded companies. The case study of this algorithm in the financial industry is in a modern asset allocation scheme known as Factor Investing. The implementation of Binary Trees for this task is suitable, as it is an asset classification task. This study shows that through machine learning, specifically binary trees, investors and portfolio managers can identify factors that support their investment strategies.

Fetched live from OpenAlex and de-inverted. Abstracts are not stored in this database: the inverted indexes are 8.6 GB of the frame’s 9.3 GB of text, and the host has 13 GB free.

Full frame distilled prediction

Teacher imitation

Not calibrated prevalence, not ground truth. Human validation pending. Learned from the 10,348 direct Codex labels and 10,348 direct Gemma labels. Candidate is the union of thresholded teacher heads; consensus is their intersection. These outputs are machine_predicted_unvalidated and are not human labels or direct frontier model labels.

metaresearch head score (Codex)0.007
metaresearch head score (Gemma)0.014
Version: codex-gemma-dda1882f352aValidation status: machine_predicted_unvalidated
Candidate categoriesMetaresearch
Consensus categoriesnone
DomainCandidate signal: none · Consensus signal: none
Study designCandidate signal: Observational · Consensus signal: none
GenreCandidate signal: Empirical · Consensus signal: none
Teacher disagreement score0.799
Threshold uncertainty score0.995

Codex and Gemma teacher scores by category

CategoryCodexGemma
Metaresearch0.0070.014
Meta-epidemiology (narrow)0.0000.000
Meta-epidemiology (broad)0.0000.000
Bibliometrics0.0000.003
Science and technology studies0.0000.000
Scholarly communication0.0000.000
Open science0.0010.000
Research integrity0.0000.001
Insufficient payload (model declined to judge)0.0000.000

Machine scores (provisional)

The two teacher heads of the student model, read on this work. A score orders the frame for review; it never asserts a category, and the validation status ships verbatim with every row.

Baseline scores from an immature model (maturity gate not passed, 7 training rounds). Scores rank; they never assert a category.

Opus teacher head0.055
GPT teacher head0.355
Teacher spread0.299 · how far apart the two teachers sit on this one work
Validation statusscore_only:v0-immature-baseline · verbatim from the scoring run: score_only means the number may rank works, and no category label ships from it