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Record W4409419699 · doi:10.5705/ss.202024.0204

Identification and Efficient Estimation in Regression Analysis with Response Missing Not At Random

2025· article· en· W4409419699 on OpenAlex

Why this work is in the frame

A frame that forgets how it found something cannot be audited. These are the routes that admitted this work.

fundA Canadian funder is recorded on the work.
no affNo Canadian affiliation: this work is invisible to an affiliation-only frame.
No Canadian affiliation. An affiliation-only frame, the usual design, would never have seen this work. It is one of the works that make the case for inverting the frame.

Bibliographic record

VenueStatistica Sinica · 2025
Typearticle
Languageen
FieldEngineering
TopicFault Detection and Control Systems
Canadian institutionsnot available
FundersNatural Sciences and Engineering Research Council of CanadaNational Institutes of HealthNational Science Foundation
KeywordsIdentification (biology)Computer scienceEstimationMissing dataRegressionRegression analysisStatisticsEconometricsMathematicsEconomics

Abstract

fetched live from OpenAlex

Missing-data is a pervasive problem in regression analysis, compromising the accuracy and efficiency of parameter estimates.This paper focuses on the challenging scenario of missing not at random (MNAR) data, where the missingness of a value is linked to the value itself.Traditional approaches to addressing MNAR data confront a trade-off: imposing stringent assumptions about the missingness mechanism can enhance efficiency but curtail robustness, whereas accommodating model misspecification can bolster robustness but at the expense of efficiency.In addition, assuming a nonparametric MNAR mechanism will lead to model identifiability issues.We propose a novel approach that overcomes this limitation.Firstly, we address the model identifiability issue using the shadow variable.Then, by leveraging the sieve method, we can model the MNAR mechanism nonparametrically.This approach achieves the best of both worlds: it gains robustness by avoiding strict assumptions about the missingness mechanism while simultaneously achieving the semiparametric efficiency bound for the parameter of interest (meaning our estimator has the lowest possible Statistica Sinica: Newly accepted Paper asymptotic variance).The paper delves into the theoretical framework, outlining conditions for identifiability, constructing the semiparametric likelihood function, and rigorously proving the estimator's semiparametric efficiency.Additionally, we present an EM-type algorithm for practical implementation, discussing the E-step and M-step iterations and variance estimation methods.Finally, simulations and a real-data application demonstrate the effectiveness of our proposed method compared to existing approaches.

Fetched live from OpenAlex and de-inverted. Abstracts are not stored in this database: the inverted indexes are 8.6 GB of the frame’s 9.3 GB of text, and the host has 13 GB free.

Full frame distilled prediction

Teacher imitation

Not calibrated prevalence, not ground truth. Human validation pending. Learned from the 10,348 direct Codex labels and 10,348 direct Gemma labels. Candidate is the union of thresholded teacher heads; consensus is their intersection. These outputs are machine_predicted_unvalidated and are not human labels or direct frontier model labels.

metaresearch head score (Codex)0.000
metaresearch head score (Gemma)0.000
Version: codex-gemma-dda1882f352aValidation status: machine_predicted_unvalidated
Candidate categoriesnone
Consensus categoriesnone
DomainCandidate signal: none · Consensus signal: none
Study designCandidate signal: Simulation or modeling · Consensus signal: Simulation or modeling
GenreCandidate signal: Empirical · Consensus signal: none
Teacher disagreement score0.532
Threshold uncertainty score0.306

Codex and Gemma teacher scores by category

CategoryCodexGemma
Metaresearch0.0000.000
Meta-epidemiology (narrow)0.0000.000
Meta-epidemiology (broad)0.0000.000
Bibliometrics0.0000.001
Science and technology studies0.0000.000
Scholarly communication0.0000.000
Open science0.0000.000
Research integrity0.0000.000
Insufficient payload (model declined to judge)0.0000.000

Machine scores (provisional)

The two teacher heads of the student model, read on this work. A score orders the frame for review; it never asserts a category, and the validation status ships verbatim with every row.

Baseline scores from an immature model (maturity gate not passed, 7 training rounds). Scores rank; they never assert a category.

Opus teacher head0.006
GPT teacher head0.266
Teacher spread0.260 · how far apart the two teachers sit on this one work
Validation statusscore_only:v0-immature-baseline · verbatim from the scoring run: score_only means the number may rank works, and no category label ships from it