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Record W4409605879 · doi:10.1111/sjos.12785

Mode‐adaptive factor models

2025· article· en· W4409605879 on OpenAlexafffund
Tao Wang

Bibliographic record

VenueScandinavian Journal of Statistics · 2025
Typearticle
Languageen
FieldMathematics
TopicStatistical Methods and Inference
Canadian institutionsUniversity of Victoria
FundersSocial Sciences and Humanities Research Council of CanadaUniversity of California, RiversideUniversity of VictoriaPurdue University
KeywordsMathematicsFactor (programming language)Mode (computer interface)StatisticsApplied mathematicsEconometricsComputer science

Abstract

fetched live from OpenAlex

ABSTRACT Factor models are indispensable tools in economics and finance, providing valuable insights into the latent structures underlying complex datasets. Nevertheless, the prevalence of heavy‐tailed macroeconomic and financial data, often characterized by extreme values and greater skewness than that found in a normal distribution, presents significant analytical challenges. This article introduces mode‐adaptive factor models (MAFM) for robust factor analysis in high‐dimensional panel data, inspired by the equivalence between conventional principal component analysis and the constrained least squares method in factor models. Unlike traditional factor models that concentrate on mean estimation, MAFM leverage the mode to capture central tendencies more effectively, particularly in the presence of skewed and heavy‐tailed distributions. To facilitate MAFM for factor analysis, we develop an iterative mode regression algorithm that integrates the expectation‐maximization procedure, ensuring convergence to a stationary solution. We establish the theoretical properties of the MAFM estimators without imposing moment constraints on idiosyncratic errors and propose a mode information criterion for consistent factor number selection. We also suggest a data‐dependent bandwidth selection procedure to enhance the flexibility of MAFM. The simulation studies demonstrate the effectiveness of MAFM across diverse distributional settings. An empirical application to macroeconomic forecasting further highlights the practical advantages of MAFM, showcasing their robustness and efficacy in real‐world analyses.

Fetched live from OpenAlex and de-inverted. Abstracts are not stored in this database: the inverted indexes are 8.6 GB of the frame’s 9.3 GB of text, and the host has 13 GB free.

How this classification was reachedexpand

Full frame distilled prediction

Teacher imitation

Not calibrated prevalence, not ground truth. Human validation pending. Learned from the 10,348 direct Codex labels and 10,348 direct Gemma labels. Candidate is the union of thresholded teacher heads; consensus is their intersection. These outputs are machine_predicted_unvalidated and are not human labels or direct frontier model labels.

metaresearch head score (Codex)0.000
metaresearch head score (Gemma)0.002
Version: codex-gemma-dda1882f352aValidation status: machine_predicted_unvalidated
Candidate categoriesnone
Consensus categoriesnone
DomainCandidate signal: none · Consensus signal: none
Study designCandidate signal: Theoretical or conceptual · Consensus signal: Theoretical or conceptual
GenreCandidate signal: Methods · Consensus signal: Methods
Teacher disagreement score0.334
Threshold uncertainty score0.563

Codex and Gemma teacher scores by category

CategoryCodexGemma
Metaresearch0.0000.002
Meta-epidemiology (narrow)0.0000.000
Meta-epidemiology (broad)0.0000.000
Bibliometrics0.0000.000
Science and technology studies0.0000.000
Scholarly communication0.0000.000
Open science0.0000.000
Research integrity0.0000.000
Insufficient payload (model declined to judge)0.0000.000

Machine scores (provisional)

The two teacher heads of the student model, read on this work. A score orders the frame for review; it never asserts a category, and the validation status ships verbatim with every row.

Baseline scores from an immature model (maturity gate not passed, 7 training rounds). Scores rank; they never assert a category.

Opus teacher head0.128
GPT teacher head0.394
Teacher spread0.267 · how far apart the two teachers sit on this one work
Validation statusscore_only:v0-immature-baseline · verbatim from the scoring run: score_only means the number may rank works, and no category label ships from it

Classification

machine, unvalidated

Machine predicted; a candidate call from one teacher head, not a consensus.

The models applied no category: nothing in the taxonomy fit this work.
Study designTheoretical or conceptual
Domainnot available
GenreMethods

How this classification was reached, model by model and score by score, is at the end of the page under "How this classification was reached".

Quick stats

Citations0
Published2025
Admission routes2
Has abstractyes

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