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Record W4409718321 · doi:10.1101/2025.04.16.649221

Nonlinear modulation of human exploration by distinct sources of uncertainty

2025· preprint· en· W4409718321 on OpenAlexaff
Xinyuan Yan, R. Becket Ebitz, David Darrow, Alexander Herman

Bibliographic record

VenuebioRxiv (Cold Spring Harbor Laboratory) · 2025
Typepreprint
Languageen
FieldNeuroscience
TopicNeural dynamics and brain function
Canadian institutionsUniversité de Montréal
FundersNational Institute of Mental HealthUniversity of Minnesota
KeywordsNonlinear systemModulation (music)EconometricsComputer sciencePsychologyEnvironmental scienceBiological systemMathematicsBiologyPhysicsAcoustics

Abstract

fetched live from OpenAlex

Abstract Decision-making in uncertain environments requires balancing exploration and exploitation, with exploration typically assumed to increase monotonically with uncertainty. Challenging this prevailing assumption, we demonstrate a more complex relationship by decomposing environmental uncertainty into volatility (systematic change in reward contingencies, learnable) and stochasticity (random noise in observations, unlearnable). Across two behavioral experiments (N=1001, N=747) using a probabilistic reward task, we find a robust U-shaped relationship between the volatility-to-stochasticity ( v / s ) ratio and exploratory behavior, with participants exploring more when either stochasticity or volatility dominates. Remarkably, this pattern extends to real-world financial behavior, as demonstrated through analysis of five years of S&P 500 stock market data, where portfolio diversity (a proxy for exploration) shows the same U-shaped relationship with market volatility (systematic price movements driven by fundamental factors, e.g., economic shifts) relative to trading noise (random fluctuations from trading activity unrelated to fundamentals). These findings reveal how humans adaptively modulate exploration strategies based on the qualitative composition of uncertainty, with optimal performance occurring at intermediate uncertainty ratios. This nonlinear relationship has important implications for understanding decision-making across domains where uncertainty arises from multiple sources.

Fetched live from OpenAlex and de-inverted. Abstracts are not stored in this database: the inverted indexes are 8.6 GB of the frame’s 9.3 GB of text, and the host has 13 GB free.

How this classification was reachedexpand

Full frame machine prediction

Teacher imitation

Not calibrated prevalence, not ground truth. Human validation pending. The Gemma side is a direct model label for every work in the frame, read from the title-only record. The Codex side is a classifier learned from the 10,348 direct Codex labels and calibrated to design-weighted sample rates; fields without enough sample support carry no Codex call. Candidate is the union of the two sides; consensus is their intersection. These outputs are machine_predicted_unvalidated and are not human labels.

metaresearch head score (Codex)0.001
metaresearch head score (Gemma)0.008
Version: metacan-v3-hybrid-931329e0061cValidation status: machine_predicted_unvalidated
Candidate categoriesnone
Consensus categoriesnone
DomainCandidate signal: none · Consensus signal: none
Study designCandidate signal: Observational · Consensus signal: none
GenreCandidate signal: Empirical · Consensus signal: Empirical
Teacher disagreement score0.001
Threshold uncertainty score0.004

Distilled classifier scores by category (both heads)

CategoryCodexGemma
Metaresearch0.0010.008
Meta-epidemiology (narrow)0.0000.000
Meta-epidemiology (broad)0.0000.000
Bibliometrics0.0000.000
Science and technology studies0.0000.001
Scholarly communication0.0010.001
Open science0.0000.001
Research integrity0.0000.000
Insufficient payload (model declined to judge)0.0010.000

Machine scores (provisional)

The two teacher heads of the student model, read on this work. A score orders the frame for review; it never asserts a category, and the validation status ships verbatim with every row.

Baseline scores from an immature model (maturity gate not passed, 7 training rounds). Scores rank; they never assert a category.

Opus teacher head0.026
GPT teacher head0.248
Teacher spread0.221 · how far apart the two teachers sit on this one work
Validation statusscore_only:v0-immature-baseline · verbatim from the scoring run: score_only means the number may rank works, and no category label ships from it

Classification

machine, unvalidated

Machine predicted; a candidate call from one source (direct Gemma or distilled Codex), not a consensus.

The models applied no category: nothing in the taxonomy fit this work.
Study designObservational
Domainnot available
GenreEmpirical

How this classification was reached, model by model and score by score, is at the end of the page under "How this classification was reached".

Quick stats

Citations0
Published2025
Admission routes1
Has abstractyes

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