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Record W4412260724

What’s in the Box? The Legal Requirement to Explain Computationally Aided Decision-Making in Public Administration

2021· article· en· W4412260724 on OpenAlexaff
Henrik Palmer Olsen, Jacob Livingston Slosser, Thomas Hildebrandt

Bibliographic record

VenueResearch at the University of Copenhagen (University of Copenhagen) · 2021
Typearticle
Languageen
FieldSocial Sciences
TopicPrivacy, Security, and Data Protection
Canadian institutionsCentre for International Governance Innovation
FundersCopenhagen Graduate School for Nanoscience and NanotechnologyDanmarks GrundforskningsfondNational Research FoundationInnovationsfonden
KeywordsAdministration (probate law)Computer sciencePolitical scienceBusinessLaw
DOInot available

Abstract

fetched live from OpenAlex

Every day, millions of administrative decisions take place in the public sector: building permits, land use, tax deductions, social welfare support, and access to healthcare, etc. When such decisions affect the rights and duties of individual citizens and/or businesses, they must meet the requirements set out in administrative law. Of those is the requirement that the body responsible for the decision must provide an explanation of the decision to the recipient. As many administrative decisions are being considered for automation through algorithmic decision-making (ADM) systems, it raises questions about what kind of explanations they need to provide. Fearing the opaqueness of the dreaded black box of these ADM systems, countless ethical guidelines have been produced, often of a very general character. Rather than adding yet another ethical consideration to what in our view is an already overcrowded ethics-based literature, we focus on a concrete legal approach, and ask: what does the legal requirement to explain a decision in public administration actually entail in regards to both human and computer-aided decision-making? We argue that, instead of pursuing a new approach to explanation, retaining the existing standard (the human standard) for explanation already enshrined in administrative law will be more meaningful and safe. To add to this we introduce what we call an ‘administrative Turing test’ which could be used to continually validate and strengthen computationally assisted decision-making, providing a benchmark on which future applications of ADM can be measured.

Fetched live from OpenAlex and de-inverted. Abstracts are not stored in this database: the inverted indexes are 8.6 GB of the frame’s 9.3 GB of text, and the host has 13 GB free.

How this classification was reachedexpand

Full frame distilled prediction

Teacher imitation

Not calibrated prevalence, not ground truth. Human validation pending. Learned from the 10,348 direct Codex labels and 10,348 direct Gemma labels. Candidate is the union of thresholded teacher heads; consensus is their intersection. These outputs are machine_predicted_unvalidated and are not human labels or direct frontier model labels.

metaresearch head score (Codex)0.007
metaresearch head score (Gemma)0.001
Version: codex-gemma-dda1882f352aValidation status: machine_predicted_unvalidated
Candidate categoriesScience and technology studies, Insufficient payload (model declined to judge)
Consensus categoriesInsufficient payload (model declined to judge)
DomainCandidate signal: none · Consensus signal: none
Study designCandidate signal: Not applicable · Consensus signal: Not applicable
GenreCandidate signal: Empirical · Consensus signal: Empirical
Teacher disagreement score0.185
Threshold uncertainty score0.999

Codex and Gemma teacher scores by category

CategoryCodexGemma
Metaresearch0.0070.001
Meta-epidemiology (narrow)0.0000.000
Meta-epidemiology (broad)0.0000.000
Bibliometrics0.0000.002
Science and technology studies0.0020.001
Scholarly communication0.0000.002
Open science0.0020.001
Research integrity0.0000.000
Insufficient payload (model declined to judge)0.0350.003

Machine scores (provisional)

The two teacher heads of the student model, read on this work. A score orders the frame for review; it never asserts a category, and the validation status ships verbatim with every row.

Baseline scores from an immature model (maturity gate not passed, 7 training rounds). Scores rank; they never assert a category.

Opus teacher head0.089
GPT teacher head0.361
Teacher spread0.272 · how far apart the two teachers sit on this one work
Validation statusscore_only:v0-immature-baseline · verbatim from the scoring run: score_only means the number may rank works, and no category label ships from it

Classification

machine, unvalidated

Machine predicted; both teacher heads agree on what is shown here.

Study designNot applicable
Domainnot available
GenreEmpirical

How this classification was reached, model by model and score by score, is at the end of the page under "How this classification was reached".

Quick stats

Citations1
Published2021
Admission routes1
Has abstractyes

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Same venueResearch at the University of Copenhagen (University of Copenhagen)Same topicPrivacy, Security, and Data ProtectionFrench-language works237,207